David M. Brown

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT

Washington, DC 20005

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CRD#: 2232750

Professional summary

David Michael Brown, CFP® is a registered financial advisor currently at FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. located in Washington, District Of Columbia and FOLGER NOLAN FLEMING DOUGLAS INCORPORATED located in Washington, District Of Columbia.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 16 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVE BROWN IS A SENIOR VICE PRESIDENT AND AN INVESTMENT ADVISER OF FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C. HIS STARTING DATE IS 01/31/2006, AND SPENDS APPROXIMATELY 160 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 120 HOURS ARE DURING TRADING HOURS. HIS DUTIES CONSIST PRIMARILY OF SECURITIES RESEARCH AND INVESTMENT MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 2, 2006 - Present

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

Office #1: 725 15th Street N.w., Washington, DC 20005

RIA

CRD#: 140444

Washington, DC

Current

May 3, 1995 - Present

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

Office #1: 725 15th Street Nw, Washington, DC 20005-2109

RIA

CRD#: 319

Washington, DC

Past

April 29, 1992 - May 3, 2006

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

RIA

CRD#: 319

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

CRD#: 140444 / SEC#: 801-13545

RIA

Registered Investment Advisory firm - (12/12/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(1/24/2006)

IAR

District of Columbia
(5/3/2006)

IAR

Maryland
(5/2/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/8/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/30/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 16

Date: 4/27/1995

NYSE Supervisory Analyst Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

CRD#: 140444 / SEC#: 801-13545

RIA

Registered Investment Advisory firm - (12/12/1977 Approved)

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Contact information

Main Address

725 15th Street N.w., Washington, DC 20005

Mailing Address

Phone number

(202) 626-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. BROCHURE MARCH 27, 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	484
AUM (Assets Under Management)	$ 1,198,451,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

Primary Firm SEC Registration

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/8/2003

Series 65

Date: 4/30/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2002

Series 16

Date: 4/27/1995

FINRA

New York Stock Exchange

Current Firm

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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