Charles D. Marsh

MARSH FINANCIAL GROUP

Cincinnati, OH

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CRD#: 2232713

Professional summary

Charles David Marsh is a registered financial advisor currently at MARSH FINANCIAL GROUP located in Cincinnati, Ohio.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Charles has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHARLES D. MARSH IS ALSO AN INSURANCE AGENT FOR VARIOUS INSURANCE PRODUCT SPONSORS. MR. MARSH CONDUCTS THIS ACTIVITY IN CONCERT WTH HIS OTHER INVESTMENT ADVISORY ACTIVITIES. THIS ACTIVITY TAKES A MINIMUM OF MR. MARSH'S TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles David Marsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2014 - Present

MARSH FINANCIAL GROUP

RIA

CRD#: 157134

Cincinnati, OH

Past

August 1, 2008 - August 4, 2010

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

CINCINNATI, OH

Past

August 1, 2008 - August 4, 2010

NATIONWIDE SECURITIES, LLC

CRD#: 11173

CINCINNATI, OH

Past

June 14, 2006 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

CINCINNATI, OH

Past

May 4, 2006 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

CINCINNATI, OH

Past

April 17, 2006 - April 27, 2006

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

CINCINNATI, OH

Past

April 13, 2006 - April 27, 2006

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

April 18, 2005 - April 24, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CINCINNATI, OH

Past

December 13, 2004 - April 24, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

CINCINNATI, OH

Past

August 6, 2002 - December 15, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

April 21, 1999 - August 12, 2002

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

December 8, 1994 - April 21, 1999

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

August 7, 1993 - March 2, 1994

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

June 3, 1992 - December 1, 1992

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/6/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/1992

General Securities Representative Examination

Current Firm

MARSH FINANCIAL GROUP

MARSH FINANCIAL GROUP | MARSH FINANCIAL GROUP, INC.

CRD#: 157134 / SEC#:

Ohio

Registered Investment Advisory firm - (5/9/2011 Approved)

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Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 235-4695

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	179
AUM (Assets Under Management)	$ 9,424,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles D. Marsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles David Marsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE SECURITIES, LLC

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

PNC BROKERAGE CORP

FIDELITY BROKERAGE SERVICES LLC

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1999

Series 63

Date: 7/17/1992

Series 7

Date: 6/1/1992

Current Firm

MARSH FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARSH FINANCIAL GROUP

TRUST BUT VERIFY

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