Jung S. Shin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jung Sup Shin was a registered financial professional .
Jung is a previously registered financial professional and started their career in finance in 1992. Jung had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2012 - June 23, 2015
KAYAN SECURITIES, INC.
May 2, 2005 - February 10, 2012
SH INVESTMENT & SECURITIES
August 25, 2004 - May 16, 2005
ETECH SECURITIES, INC.
February 26, 2003 - August 30, 2004
HANMI SECURITIES, INC.
September 4, 2001 - February 21, 2003
KUKJE INVESTMENT & SECURITIES, INC.
May 1, 2001 - May 24, 2001
HARRISON SECURITIES, INC.
May 6, 1999 - April 11, 2001
HANMI SECURITIES, INC.
January 9, 1995 - August 25, 1997
PRUDENTIAL EQUITY GROUP, LLC
May 14, 1992 - January 10, 1995
DAEHAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KAYAN SECURITIES, INC.
CRD#: 156175 / SEC#: , 8-68770
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
