AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JC

Jason H. Carrillo

Some features on this profile are disabled
CRD#: 2232407
JC

Professional summary

Jason Hamlet Carrillo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Jason had worked at 9 firms, which includes SOLID ISG CAPITAL MARKETS LLC, SHAMUS GROUP INC., TRAUTMAN WASSERMAN & COMPANY INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, STATE CAPITAL MARKETS CORPORATION, AMERICAN INVESTMENT SERVICES INC., L.B. SAKS INC., A. T. BROD & CO. INC., GKN SECURITIES CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 15, 1997 - November 3, 1997

SOLID ISG CAPITAL MARKETS, LLC

BD
CRD#: 39375
NEW YORK, NY
Past

August 6, 1997 - August 26, 1997

SHAMUS GROUP, INC.

BD
CRD#: 5036
Past

April 1, 1997 - July 1, 1997

TRAUTMAN WASSERMAN & COMPANY, INC.

BD
CRD#: 33007
NEW YORK, NY
Past

November 25, 1996 - February 7, 1997

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

January 4, 1996 - September 30, 1996

STATE CAPITAL MARKETS CORPORATION

BD
CRD#: 13685
NEW YORK, NY
Past

June 2, 1995 - December 5, 1995

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

February 24, 1995 - June 1, 1995

L.B. SAKS, INC.

BD
CRD#: 34070
Past

March 23, 1994 - August 15, 1994

A. T. BROD & CO. INC.

BD
CRD#: 1319
CLEVELAND, OH
Past

March 25, 1993 - March 28, 1994

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/19/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 3/22/1993
Corporate Securities Limited Representative Examination

Current Firm

SI
SOLID ISG CAPITAL MARKETS, LLC
ISG CAPITAL MARKETS, L.L.C. | SOLID ISG CAPITAL MARKETS, LLC | MERCURY SECURITIES INTERNATIONAL, L.L.C. | ISG SOLID CAPITAL MARKETS, LLC

CRD#: 39375 / SEC#: , 8-48665

BD
Terminated by SEC on 02/03/2002
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 08/18/1995
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SOLID ISG CAPITAL US INC.MEMBER
BALTOVSKI, ALEXANDERCFO & COO
SPINDEL, HOWARDPRINCIPAL708042

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOLID ISG CAPITAL MARKETS, LLC

CRD#: 39375

TRUST BUT VERIFY

Monitor Jason Carrillo

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics