William R. Joiner

LEGACY FINANCIAL ADVISORS

Saint Simons Island, GA

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CRD#: 2232377

Professional summary

William Robert Joiner MR., who also goes by Bob Joiner, William Robert Joiner, is a registered financial advisor currently at LEGACY FINANCIAL ADVISORS located in Saint Simons Island, Georgia.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Joiner | William Robert Joiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Legacy Financial Advisors, LLC; Independent Contractor; Insurance (Fixed/Life/Health/P&C); start date 01/10/2009. 2.) Fiber Tech Enterprises, LLC; Partner; Other; start date 09/10/2013; 40 hours per month. 3.) Legacy Financial Advisors, LLC; DBA; start date 01/01/2009. 4.) Sea Palms West Homeowners Association; Volunteer; Non-Profit Organization; Start date 10/15/2018; 4 hours per month. 5.) Legacy Financial Advisors LLC Advisory Services; President; Registered Investment Advisor; Start date: 05/31/2020; 160 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Joiner MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2020 - Present

LEGACY FINANCIAL ADVISORS

RIA

CRD#: 309156

Saint Simons Island, GA

Past

January 8, 2021 - November 4, 2021

CRD#: 32444

ST. SIMONS ISLAND, GA

Past

March 23, 2006 - January 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ST. SIMONS, GA

Past

March 21, 2006 - January 22, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ST. SIMONS, GA

Past

December 1, 1998 - April 10, 2006

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

MACON, GA

Past

December 1, 1998 - April 10, 2006

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

May 8, 1992 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY FINANCIAL ADVISORS

LEGACY ADVISORS | LEGACY FINANCIAL ADVISORS LLC | LEGACY FINANCIAL ADVISORS II, LLC | LEGACY FINANCIAL ADVISORS

CRD#: 309156 / SEC#: 801-134038

RIA

Registered Investment Advisory firm - (7/30/2025 Approved)

Georgia

Registered Investment Advisory firm - (9/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

General Securities Principal Examination

Current Firm

LEGACY FINANCIAL ADVISORS

LEGACY ADVISORS | LEGACY FINANCIAL ADVISORS LLC | LEGACY FINANCIAL ADVISORS II, LLC | LEGACY FINANCIAL ADVISORS

CRD#: 309156 / SEC#: 801-134038

RIA

Registered Investment Advisory firm - (7/30/2025 Approved)

Georgia

Registered Investment Advisory firm - (9/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/18/2025 Terminated)

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Contact information

Main Address

Saint Simons Island, GA

Mailing Address

Phone number

(912) 634-8338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LFA ADV PART 2A (6/30/2025)

WILLIAM ADV PART 2B (3/31/2025)

DREW HOLLAND ADV 2B (3/31/2025)

WESLEY ADV PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	518
AUM (Assets Under Management)	$ 115,794,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

William R. Joiner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Robert Joiner MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED SECURITIES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT ADVISERS LLC

LEGACY FINANCIAL ADVISORS, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

Primary Firm SEC Registration

LEGACY FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2001

Series 63

Date: 10/9/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2000

Series 6

Date: 5/7/1992

Series 24

Date: 1/12/2001

Current Firm

LEGACY FINANCIAL ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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