Stephanie J. Bond

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CRD#: 2232331

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephanie Jane Bond was a registered financial professional .

Stephanie is a previously registered financial professional and started their career in finance in 1992. Stephanie had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 6, 2013 - September 10, 2013

BEAIRD HARRIS

RIA

CRD#: 107238

DALLAS, TX

Past

June 5, 2012 - February 4, 2013

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

URBANA, IL

Past

June 1, 2012 - February 4, 2013

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

URBANA, IL

Past

December 5, 2007 - July 12, 2010

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

IRVING, TX

Past

October 26, 2006 - April 25, 2007

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

CHAMPAIGN, IL

Past

June 8, 2006 - December 5, 2007

PHYSICIAN ADVISORY RESOURCES,LLC

RIA

CRD#: 127963

CHAMPAIGN, IL

Past

June 8, 2006 - December 5, 2007

COZAD ASSET MANAGEMENT INC

RIA

CRD#: 104764

CHAMPAIGN, IL

Past

February 9, 2005 - December 7, 2007

FSC SECURITIES CORPORATION

CRD#: 7461

CHAMPAIGN, IL

Past

May 1, 1992 - February 8, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

May 1, 1992 - February 8, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEAIRD HARRIS

BEAIRD HARRIS | BHCO CAPITAL MANAGEMENT, INC. | BHCO CAPITAL MANAGEMENT INC | BEAIRD HARRIS WEALTH MANAGEMENT, LLC | BEAIRD HARRIS WEALTH MANAGEMENT, INC.

CRD#: 107238 / SEC#: 801-51938

RIA

Registered Investment Advisory firm - (5/20/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/27/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/8/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BEAIRD HARRIS

BEAIRD HARRIS | BHCO CAPITAL MANAGEMENT, INC. | BHCO CAPITAL MANAGEMENT INC | BEAIRD HARRIS WEALTH MANAGEMENT, LLC | BEAIRD HARRIS WEALTH MANAGEMENT, INC.

CRD#: 107238 / SEC#: 801-51938

RIA

Registered Investment Advisory firm - (5/20/1996 Approved)

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Contact information

Main Address

5005 Lyndon B Johnson Fwy Ste 1700, Dallas, TX 75244

Mailing Address

Phone number

(972) 503-1040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	3,188
AUM (Assets Under Management)	$ 1,907,364,054

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/30/2025	Cover Page	Report
01/28/2025	Cover Page	Report
07/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephanie J. Bond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

FSC SECURITIES CORPORATION

PHYSICIAN ADVISORY RESOURCES,LLC

COZAD ASSET MANAGEMENT INC

FSC SECURITIES CORPORATION

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BEAIRD HARRIS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2005

Series 63

Date: 4/27/1992

Series 7

Date: 2/8/2005

Series 6

Date: 4/27/1992

Current Firm

BEAIRD HARRIS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEAIRD HARRIS

TRUST BUT VERIFY

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