Curtis S. Woodman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Spring Woodman was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1992. Curtis had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2013 - October 2, 2014
ARC GROUP SECURITIES LLC
April 17, 2007 - July 10, 2012
INTER SECURITIES LTD.
July 17, 2006 - April 17, 2007
FIRST ALLIED SECURITIES, INC.
April 6, 2006 - February 11, 2009
KSP CAPITAL MANAGEMENT LLC
July 15, 2004 - July 17, 2006
INVESTORS RESOURCES GROUP, INC.
June 22, 1992 - December 11, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ARC GROUP SECURITIES LLC
CRD#: 132026 / SEC#: , 8-66541
Contact information
FINRA licenses (21 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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