Donald G. Gloisten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Gerard Gloisten was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1971. Donald had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 1, Series 28 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2014 - December 31, 2014
GBS FINANCIAL CORP.
February 13, 2014 - December 31, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
December 20, 2013 - December 31, 2013
GBS FINANCIAL CORP.
December 20, 2013 - February 11, 2014
GBS FINANCIAL CORP.
November 14, 2013 - December 31, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
May 16, 2000 - December 13, 2013
GBS FINANCIAL CORP.
November 27, 1985 - December 13, 2013
GBS FINANCIAL CORP.
March 16, 1982 - December 23, 1985
SAINT ANTHONY SECURITIES, INC.
April 17, 1978 - June 10, 1982
WEDBUSH SECURITIES INC.
October 2, 1975 - March 3, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
April 30, 1971 - August 17, 1975
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationSeries 1
Date: 9/24/1956
Registered Representative ExaminationSeries 28
Date: 4/9/1990
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
GBS FINANCIAL CORP.
CRD#: 16906 / SEC#: 801-60744, 8-34631
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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