Kevin D. Barr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Derrick Barr, who also goes by Kevin Derrick Barb, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 1997 - February 1, 2001
PEACOCK, HISLOP, STALEY & GIVEN, INC.
February 3, 1996 - March 18, 1997
PRUDENTIAL EQUITY GROUP, LLC
February 18, 1994 - January 29, 1996
SUTRO & CO. INCORPORATED
January 1, 1994 - January 26, 1994
IDS LIFE INSURANCE COMPANY
January 1, 1994 - January 26, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEACOCK, HISLOP, STALEY & GIVEN, INC.
CRD#: 21477 / SEC#: , 8-38994
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
