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Kevin Derrick Barr

CRD# 2231656·Registered 1994 - 2001
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Derrick Barr, who also goes by Kevin Derrick Barb, was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1994 - 2001. Kevin had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin Derrick Barb

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

PEACOCK, HISLOP, STALEY & GIVEN, INC.·CRD# 21477
BD
Phoenix, AZ
April 8, 1997 - February 1, 2001
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
February 3, 1996 - March 18, 1997
SUTRO & CO. INCORPORATED·CRD# 801
BD
San Francisco, CA
February 18, 1994 - January 29, 1996
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
January 1, 1994 - January 26, 1994
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
January 1, 1994 - January 26, 1994

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Current Firm

PH
PEACOCK, HISLOP, STALEY & GIVEN, INC.

HOLLIDAY SECURITIES, INC. | PEACOCK, HISLOP, STALEY & GIVEN, INC. | PEACOCK, HISLOP, STALEY & GIVEN

CRD#: 21477 / SEC#: 8-38994
BD
Terminated by SEC on 03/03/2009

Contact Information

Established

Arizona since 10/07/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TUMACACORI HOLDINGS INC.SHAREHOLDER—
HISLOP, THOMAS ROBERTCEO, MANAGING DIRECTOR246889
MILLER, DAVID WELLSCFO, CCO, MANAGING DIRECTOR334612
STALEY, LARRY PAULVICE CHAIRMAN433294
STRICKLIN, JAMES LAWRENCEMANAGING DIRECTOR1508443
THOMAS, THOMAS LOUISMANAGING DIRECTOR1280013

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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