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Joseph William Glodek

CRD# 223163·Registered 1969 - 1986
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph William Glodek was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1969 - 1986. Joseph had worked at 8 firms and has passed the Series 63, Series 55, Series 1, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

PATTEN SECURITIES CORP.·CRD# 8210
BD
December 3, 1984 - December 23, 1986
WILLIAM SCOTT & CO. L.L.C.·CRD# 14979
BD
Union, NJ
October 22, 1984 - November 4, 2005
NORTHFIELD INVESTMENTS INC.·CRD# 7621
BD
October 21, 1983 - November 16, 1984
GREENTREE SECURITIES CORP.·CRD# 7372
BD
August 18, 1983 - November 17, 1983
PATTEN SECURITIES CORP.·CRD# 8210
BD
August 12, 1982 - July 22, 1983
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
April 25, 1979 - May 20, 1982
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
October 3, 1977 - May 7, 1979
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
March 16, 1976 - October 17, 1977
LOEB RHOADES & CO·CRD# 1000003
BD
October 6, 1975 - April 16, 1976
EDWARDS & HANLY·CRD# 6554
BD
February 10, 1969 - November 15, 1975

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Current Firm

PS
PATTEN SECURITIES CORP.

PATTEN SECURITIES CORP.

CRD#: 8210 / SEC#: 8-24646
BD
Expelled by FINRA on 05/21/1988

Contact Information

Established

New Jersey since 02/21/1980

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1980About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 1 — Registered Representative Examination

Passed Sep 1968

Series 27 — Financial and Operations Principal Examination

Passed Nov 1986About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 1984About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Sep 1983About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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