Joseph W. Glodek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph William Glodek was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1969. Joseph had worked at 8 firms and has passed the Series 63, Series 55, Series 1, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 1984 - December 23, 1986
PATTEN SECURITIES CORP.
October 22, 1984 - November 4, 2005
WILLIAM SCOTT & CO. L.L.C.
October 21, 1983 - November 16, 1984
NORTHFIELD INVESTMENTS INC.
August 18, 1983 - November 17, 1983
GREENTREE SECURITIES CORP.
August 12, 1982 - July 22, 1983
PATTEN SECURITIES CORP.
April 25, 1979 - May 20, 1982
PHILIPS, APPEL & WALDEN, INC.
October 3, 1977 - May 7, 1979
J.P. MORGAN SECURITIES LLC
March 16, 1976 - October 17, 1977
PHILIPS, APPEL & WALDEN, INC.
October 6, 1975 - April 16, 1976
LOEB RHOADES & CO
February 10, 1969 - November 15, 1975
EDWARDS & HANLY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 9/30/1968
Registered Representative ExaminationCurrent Firm
PATTEN SECURITIES CORP.
CRD#: 8210 / SEC#: , 8-24646
Contact information
Documents
Red Flags
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