Malcolm Clissold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malcolm Clissold MR., who also goes by Mal Clissold, Malcolm Clissold, was a registered financial professional .
Malcolm is a previously registered financial professional and started their career in finance in 1974. Malcolm had worked at 14 firms and has passed the Series 63, Series 65, Series 16, Series 1, Series 24, Series 53, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2018 - December 31, 2023
SCC CAPITAL GROUP, LLC
June 5, 2008 - December 31, 2017
SCC CAPITAL GROUP, LLC
July 4, 2005 - May 21, 2007
PURSHE KAPLAN STERLING INVESTMENTS
April 28, 2004 - December 31, 2008
JRS INVESTMENTS INCORPORATED
July 23, 2002 - June 27, 2003
TRIAD ADVISORS LLC
January 28, 1992 - July 12, 2000
J.C. BRADFORD & CO.
December 20, 1991 - February 3, 1992
HEIDTKE & COMPANY, INC.
November 19, 1991 - February 3, 1992
HEIDTKE & COMPANY, INC.
May 16, 1991 - December 17, 1991
NEW ENGLAND SECURITIES
April 11, 1991 - May 17, 1991
HEIDTKE & COMPANY, INC.
March 2, 1990 - March 1, 1991
TAYLOR SECURITIES, INC.
April 10, 1986 - February 21, 1990
LANDMARK EQUITY CORPORATION
June 20, 1984 - January 6, 1986
CINCINNATI ANALYSTS, INC.
April 16, 1984 - May 22, 1984
HERMITAGE CAPITAL CORPORATION
September 22, 1982 - April 12, 1984
CINCINNATI ANALYSTS, INC.
February 13, 1980 - August 2, 1982
J.C. BRADFORD & CO.
March 27, 1979 - August 16, 1979
WACHOVIA SECURITIES, INC.
April 19, 1977 - November 3, 1977
MESIROW FINANCIAL, INC.
August 28, 1974 - January 30, 1977
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/22/1974
Registered Representative ExaminationSeries 40
Date: 10/27/1975
Registered Principal ExaminationCurrent Firm
SCC CAPITAL GROUP, LLC
CRD#: 147148 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 2,885,000 |
Red Flags
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