Kenneth V. Osborn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Vernond Osborn, who also goes by Ken Vernon Osborn, Ken Vernond Osborn, Ken Osborn, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1992. Kenneth had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2018 - November 3, 2021
CORNERSTONE SECURITIES LLC
March 16, 2015 - April 13, 2018
B.B. GRAHAM & COMPANY, INC.
March 16, 2015 - April 13, 2018
B.B. GRAHAM & COMPANY, INC.
September 13, 2013 - March 16, 2015
GIRARD SECURITIES, INC.
August 22, 2012 - March 17, 2015
MOGUL WEALTH MANAGEMENT, INC.
July 26, 2012 - March 16, 2015
GIRARD SECURITIES, INC.
December 2, 2008 - June 20, 2012
BROOKSTONE SECURITIES, INC.
December 1, 2008 - June 21, 2012
BROOKSTONE SECURITIES, INC.
June 29, 2007 - December 4, 2008
SECURITIES AMERICA ADVISORS, INC.
June 29, 2007 - December 4, 2008
SECURITIES AMERICA, INC.
September 10, 2004 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
June 21, 2002 - July 3, 2007
BROOKSTREET SECURITIES CORPORATION
April 20, 2001 - July 1, 2002
UBS FINANCIAL SERVICES INC.
August 7, 2000 - July 1, 2002
UBS FINANCIAL SERVICES INC.
January 17, 1997 - August 11, 2000
A. G. EDWARDS & SONS, INC.
February 21, 1995 - January 24, 1997
KIRLIN SECURITIES INC.
May 11, 1992 - February 24, 1995
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
CORNERSTONE SECURITIES LLC
CRD#: 140379 / SEC#: 801-133715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE SECURITIES LLC
CRD#: 140379 / SEC#: 801-133715
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 800 |
| AUM (Assets Under Management) | $ 175,000,000 |
Red Flags
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