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George T. Glisker

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CRD#: 223147
GG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Thomas Glisker was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1973. George had worked at 19 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 6, 2018 - December 30, 2020

MCCULLOUGH & ASSOCIATES LLC

RIA
CRD#: 133794
Garden City, NY
Past

June 7, 2016 - September 28, 2017

BEACONS STRATEGIC CAPITAL, INC.

BD
CRD#: 32754
New York, NY
Past

April 13, 2012 - April 16, 2018

THOMAS P. REYNOLDS SECURITIES LTD.

BD
CRD#: 6414
NEW YORK, NY
Past

October 8, 2010 - April 30, 2012

DME SECURITIES, LLC

BD
CRD#: 112584
NEW YORK, NY
Past

June 1, 2009 - July 26, 2010

MORGAN STANLEY

BD
CRD#: 149777
GARDEN CITY, NY
Past

January 8, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
GARDEN CITY, NY
Past

April 27, 2007 - September 18, 2007

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
UNIONDALE, NY
Past

April 19, 2004 - May 17, 2007

CHAPDELAINE CORPORATE SECURITIES & CO

BD
CRD#: 23741
UNIONDALE, NY
Past

January 8, 2003 - April 19, 2004

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

December 18, 2000 - December 12, 2002

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

July 1, 2000 - January 26, 2001

SANDERS MORRIS LLC

BD
CRD#: 20580
HOUSTON, TX
Past

March 3, 2000 - July 1, 2000

BLACKFORD SECURITIES CORP.

BD
CRD#: 20954
GARDEN CITY, NY
Past

June 1, 1999 - December 20, 1999

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
GARDEN CITY, NY
Past

July 25, 1987 - April 25, 1997

NEW YORK CAPITAL MARKETS INC.

BD
CRD#: 19784
GARDEN CITY, NY
Past

January 2, 1987 - July 27, 1988

NEW YORK CAPITAL SECURITIES CORP.

BD
CRD#: 18525
Past

December 15, 1983 - August 25, 1986

FIRST UNITED FUND,LTD.

BD
CRD#: 14426
Past

February 22, 1978 - November 2, 1982

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555
Past

September 1, 1976 - November 2, 1982

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

August 8, 1973 - November 4, 1979

LEHMAN BROTHERS INCORPORATED

BD
CRD#: 514

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/28/2008
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/10/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 1
Date: 8/6/1973
Registered Representative Examination

Current Firm


M&
MCCULLOUGH & ASSOCIATES LLC
MCCULLOUGH & ASSOCIATE LLC | MCCULLOUGH & ASSOCIATES LLC

CRD#: 133794 / SEC#: 801-63826

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Contact information


Main Address
100 Shoreline Highway #b Suite 380, Mill Valley, CA 94941-3645
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCCULLOUGH & ASSOCIATES LLC

CRD#: 133794

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