Jason L. Gardner

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CRD#: 2231409

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Lee Gardner was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1992. Jason had worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 22, 2008 - July 20, 2012

KERSHNER SECURITIES, LLC

CRD#: 147653

AUSTIN, TX

Past

October 25, 2006 - May 3, 2007

OCEAN TOMO ASSET MANAGEMENT

RIA

CRD#: 140784

CHICAGO, IL

Past

June 20, 2005 - January 12, 2009

KERSHNER TRADING GROUP, LLC

CRD#: 16908

AUSTIN, TX

Past

February 2, 2005 - June 14, 2005

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

MCLEAN, VA

Past

December 1, 2004 - June 17, 2005

TIER ONE PARTNERS, INC.

CRD#: 4090

BELLEAIRE BEACH, FL

Past

August 6, 2004 - June 14, 2005

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

GLEN ALLEN, VA

Past

August 6, 2002 - October 16, 2003

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

Past

October 18, 2000 - March 28, 2002

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

Past

April 21, 1998 - October 5, 1999

HEARTLAND SECURITIES CORP.

CRD#: 43201

EDISON, NJ

Past

December 13, 1995 - April 21, 1998

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

Past

April 24, 1992 - May 29, 1992

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 4/7/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/12/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/1/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 11/12/2004

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/26/1996

General Securities Principal Examination

Current Firm

KERSHNER SECURITIES, LLC

CRD#: 147653 / SEC#: , 8-67922

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281

Mailing Address

1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281

Phone number

(512) 439-8200

Established

Delaware since 02/22/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
KERSHNER, ANDREW SCOT	TRUSTEE	3140661
KERSHNER,TRADING GROUP, LLC	MEMBER
SANDERSON, JON BRIAN	CFO	2060740
TOLLEMACHE, ANDREW	CCO, CEO, GSP	2979712

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason L. Gardner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OCEAN TOMO ASSET MANAGEMENT

KERSHNER TRADING GROUP, LLC

CAPITOL SECURITIES MANAGEMENT, INC.

TIER ONE PARTNERS, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

LIGHTSPEED PROFESSIONAL TRADING LLC

LIGHTSPEED PROFESSIONAL TRADING LLC

HEARTLAND SECURITIES CORP.

ICAPITAL MARKETS LLC

J. W. GANT & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2004

Series 63

Date: 12/18/1995

Series 55

Date: 4/7/1999

Series 7

Date: 12/12/1995

Series 53

Date: 12/1/2004

Series 4

Date: 11/12/2004

Series 24

Date: 3/26/1996

Current Firm

KERSHNER SECURITIES, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KERSHNER SECURITIES, LLC

TRUST BUT VERIFY

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