Joseph Temkin
Professional summary
Joseph Temkin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Joseph had worked at 3 firms, which includes INVESTORS CAPITAL CORP., PRIME CAPITAL SERVICES INC., KINGSTON SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2001 - September 25, 2002
INVESTORS CAPITAL CORP.
September 17, 1993 - February 12, 2001
PRIME CAPITAL SERVICES, INC.
July 2, 1992 - September 22, 1993
KINGSTON SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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