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HG

Harry Gliksman

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CRD#: 223138
HG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry Gliksman was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 1970. Harry had worked at 12 firms and has passed the Series 1 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 6, 1999 - April 21, 2004

GREENWOOD SECURITIES, INC.

BD
CRD#: 43887
ENCINO, CA
Past

September 30, 1999 - October 1, 1999

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

June 24, 1991 - September 30, 1999

W.J. GALLAGHER & COMPANY, INC.

BD
CRD#: 11097
PASADENA, CA
Past

May 13, 1980 - June 26, 1991

GLIKSMAN SECURITIES CORP.

BD
CRD#: 8225
Past

November 12, 1976 - June 13, 1980

GALLAGHER, BOYLAN & COOK, INC.

BD
CRD#: 1109
Past

December 23, 1975 - December 27, 1976

N. T. ROTHSCHILD & CO. INC

BD
CRD#: 6859
Past

April 23, 1975 - January 21, 1976

SECURITIES WEST, INC.

BD
CRD#: 4898
Past

December 10, 1974 - May 1, 1975

BENCHMARK SECURITIES, INC. CO.

BD
CRD#: 2782
Past

July 2, 1974 - March 21, 1975

B J LERNER & CO

BD
CRD#: 1000014
Past

January 24, 1974 - July 7, 1974

ROBERTS, SCOTT & CO., INC.

BD
CRD#: 720
Past

July 6, 1973 - March 5, 1976

SHEARSON, HAMMILL & CO., INCORPORATED

BD
CRD#: 766
Past

May 21, 1970 - April 24, 1975

WEIS SECURITIES, INC.

BD
CRD#: 880

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 5/5/1961
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 6/12/1975
General Securities Principal Examination

Current Firm

GS
GREENWOOD SECURITIES, INC.
GREENWOOD SECURITIES, INC.

CRD#: 43887 / SEC#: , 8-50462

BD
Terminated by SEC on 10/22/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 12/12/1995
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LONIE, ALICE KATHLEENSOLE STOCKHOLDER2942771
GLIKSMAN, MARI ALYSEGENERAL SECURITIES PRINCIPAL, COMPLIANCE1804774
STELMACK, ARTHURPRES, SEC, TREAS, CROP, SROP831720

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENWOOD SECURITIES, INC.

CRD#: 43887

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