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JG

John Cheney Glidden Jr

CRD# 223130·Registered 1974 - 2019
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Cheney Glidden JR was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1974 - 2019. John had worked at 5 firms and has passed the Series 63, SIE, Series 50, Series 7, Series 1 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

GATES CAPITAL CORPORATION·CRD# 29582
BD
New York, NY
May 27, 2003 - February 21, 2019
E.A. MOOS & CO. L.P.·CRD# 7606
BD
Summit, NJ
July 1, 1992 - June 23, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
June 15, 1989 - March 23, 1992
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 31, 1980 - December 14, 1987
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
June 14, 1974 - January 31, 1980

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Current Firm

GC
GATES CAPITAL CORPORATION

GATES CAPITAL CORPORATION | WESTCONN CAPITAL INCORPORATED

CRD#: 29582 / SEC#: 8-44414
BD
Terminated by SEC on 04/16/2019

Contact Information

Established

New York since 11/18/1991

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
SULGER, THOMAS CONNORSCHIEF EXECUTIVE OFFICER1506624
COOK, LANGDON PINGRYSHARE HOLDER500066
KIM, YOUNGWHITREASURER AND CHIEF COMPLIANCE OFFICER1394474
KURTZER, JARED MICHAELSHARE HOLDER2726672
CASEY, JAMES DOUGLAS IIIPARTNER500062

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Feb 2016About the Series 50 exam

Series 7 — General Securities Representative Examination

Passed May 2003About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jun 1974

Series 53 — Municipal Securities Principal Examination

Passed Apr 1991About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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