Kenneth A. Shedleski

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CRD#: 2231290

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Alexander Shedleski was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1993. Kenneth had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TCFG Insurance Solutions, LLC, 28202 Cabot Rd, #300, Laguna Niguel, CA 92677, Insurance Agent, Non-Investment Related, Insurance Agency - LIFE, LONG-TERM CARE POSITION. No. HR/MO: 10 No. HR/MO DURING SEC TRADING. RECEIVES TRAILS FOR INSURANCE POLICIES AS AN INDEPENDENT AGENT/SELLING INDEPENDENTLY.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 14, 2024 - August 18, 2025

LPL ENTERPRISE, LLC

RIA

CRD#: 8733

WARRINGTON, PA

Past

November 14, 2024 - August 18, 2025

LPL ENTERPRISE, LLC

CRD#: 8733

WARRINGTON, PA

Past

September 23, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Warrington, PA

Past

September 20, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Warrington, PA

Past

June 27, 2022 - May 10, 2023

TCFG INVESTMENT ADVISORS, LLC

RIA

CRD#: 166606

Lewisburg, PA

Past

March 31, 2022 - May 10, 2023

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153

LAGUNA NIGUEL, CA

Past

February 25, 2022 - February 28, 2022

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153

LAGUNA NIGUEL, CA

Past

March 25, 2017 - March 29, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Lewisburg, PA

Past

March 25, 2017 - March 29, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

Lewisburg, PA

Past

April 18, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

Mifflinburg, PA

Past

April 15, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

Mifflinburg, PA

Past

September 22, 2011 - May 11, 2016

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

SHAMOKIN, PA

Past

July 28, 2011 - May 11, 2016

STONEX SECURITIES INC.

CRD#: 18456

SHAMOKIN, PA

Past

December 1, 2006 - August 26, 2011

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SHAMOKIN, PA

Past

July 28, 2006 - August 26, 2011

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

SHAMOKIN, PA

Past

October 26, 2005 - July 24, 2006

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

SHAMOKIN, PA

Past

October 14, 2005 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

SHAMOKIN, PA

Past

July 7, 1998 - October 18, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

SHAMOKIN, PA

Past

April 27, 1998 - October 18, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 28, 1993 - May 1, 1998

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/1998

General Securities Principal Examination

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth A. Shedleski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

TCFG INVESTMENT ADVISORS, LLC

TCFG WEALTH MANAGEMENT, LLC

TCFG WEALTH MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

INTL ADVISORY CONSULTANTS INC.

STONEX SECURITIES INC.

QUESTAR CAPITAL CORPORATION

QUESTAR ASSET MANAGEMENT, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/1994

Series 63

Date: 5/21/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/30/1993

Series 24

Date: 8/31/1998

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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