Michael P. Thomas
Professional summary
Michael Paulding Thomas is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Mission Viejo, California and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Paulding Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2021 - Present
IP FINANCIAL ADVISORY SERVICES LLC
April 11, 2021 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210January 12, 2021 - February 10, 2021
PARSONEX ADVISORY SERVICES, INC.
January 14, 2013 - December 31, 2020
PARSONEX ADVISORY SERVICES, INC.
December 14, 2007 - February 10, 2021
PARSONEX SECURITIES, INC.
November 6, 2006 - July 23, 2007
CCF INVESTMENTS, INC.
May 2, 1995 - October 24, 2006
PFS INVESTMENTS INC.
May 21, 1992 - December 31, 1994
PFS INVESTMENTS INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2021)
(7/22/2021)
(4/12/2021)
(4/22/2021)
(7/29/2021)
(8/2/2021)
(7/26/2021)
(5/16/2023)
(7/26/2021)
(5/6/2023)
(8/28/2023)
(8/1/2021)
(8/9/2021)
(3/1/2024)
(7/22/2021)
(4/22/2024)
(7/21/2021)
(9/1/2021)
(7/30/2021)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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