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JR

Jeremiah J. Reen

WESTPORT FINANCIAL SERVICES, L.L.C.
New York, NY 10019
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CRD#: 2231208
JR

Professional summary


Jeremiah Joseph Reen JR, who also goes by Jeremiah J Reen, Jerry J. Reen, is a registered financial professional currently at WESTPORT FINANCIAL SERVICES, L.L.C. located in New York, New York.

Jeremiah is registered as a RR (Registered Representative) and started their career in finance in 1992. Jeremiah has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeremiah J Reen | Jerry J. Reen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeremiah Joseph Reen JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 20, 2002 - Present

WESTPORT FINANCIAL SERVICES, L.L.C.

Office #1: 680 Fifth Avenue 5th Floor, New York, NY 10019
BD
CRD#: 38449
New York, NY
Past

February 2, 2006 - September 9, 2008

HRH INVESTMENT ADVISORS, LLC

RIA
CRD#: 112189
NEW YORK, NY
Past

August 1, 1997 - October 2, 2002

WINKLEVOSS INSURANCE AGENCY, LLC

BD
CRD#: 39081
GREENWICH, CT
Past

October 4, 1996 - November 19, 1997

WESTPORT FINANCIAL SERVICES, L.L.C.

BD
CRD#: 38449
JACKSONVILLE, FL
Past

October 1, 1992 - January 13, 1994

MORGAN STANLEY MARKET PRODUCTS INC.

BD
CRD#: 19794
NEW YORK, NY
Past

October 1, 1992 - January 13, 1994

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/28/2013)
RR
Arkansas
(9/13/2004)
RR
California
(1/14/2003)
RR
Colorado
(1/25/2010)
RR
Connecticut
(12/20/2002)
RR
Delaware
(1/2/2003)
RR
Florida
(2/5/2013)
RR
Georgia
(4/1/2009)
RR
Hawaii
(9/7/2005)
RR
Idaho
(7/29/2013)
RR
Illinois
(1/2/2003)
RR
Indiana
(1/27/2011)
RR
Iowa
(9/13/2004)
RR
Kansas
(5/28/2013)
RR
Kentucky
(2/27/2013)
RR
Louisiana
(4/28/2010)
RR
Maine
(1/14/2003)
RR
Maryland
(1/27/2011)
RR
Massachusetts
(1/14/2003)
RR
Michigan
(5/28/2013)
RR
Minnesota
(5/20/2011)
RR
Mississippi
(1/25/2010)
RR
Missouri
(10/10/2012)
RR
Montana
(2/20/2013)
RR
Nebraska
(5/28/2013)
RR
Nevada
(7/29/2013)
RR
New Jersey
(1/14/2003)
RR
New Mexico
(7/29/2013)
RR
New York
(12/20/2002)
RR
North Carolina
(4/29/2009)
RR
North Dakota
(7/29/2013)
RR
Ohio
(9/13/2004)
RR
Oklahoma
(5/28/2013)
RR
Oregon
(2/1/2011)
RR
Pennsylvania
(1/14/2003)
RR
Rhode Island
(1/14/2003)
RR
South Carolina
(5/28/2013)
RR
South Dakota
(4/1/2013)
RR
Tennessee
(5/28/2013)
RR
Texas
(1/14/2003)
RR
Utah
(1/2/2003)
RR
Vermont
(11/10/2010)
RR
Virginia
(1/2/2003)
RR
Washington
(1/2/2003)
RR
West Virginia
(2/1/2011)
RR
Wisconsin
(1/25/2010)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/22/2005
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WF
WESTPORT FINANCIAL SERVICES, L.L.C.
WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449 / SEC#: , 8-48204

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
Mailing Address
4651 Salisbury Road Suite 410, Jacksonville, FL 32256-6129
Phone number
(203) 653-2430
Established
Delaware since 09/19/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
WESTPORT HRH, LLCSHAREHOLDER
ANGELL, CARTER MICHAELCEO & FINOP - CHIEF FINANCIAL OFFICER7846268
HELLER, JEANNE RENEPRESIDENT & CHIEF COMPLIANCE OFFICER (CCO)2387549
PINTO, JAMES MARKVICE PRESIDENT & SECRETARY3045169

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449New York, NY 10019

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