Peter R. Stone
Professional summary
Peter Ronald Stone is a registered financial professional currently at STONEPINE ADVISORS, LLC located in Englewood, Colorado.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1995. Peter has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Ronald Stone's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2016 - Present
STONEPINE ADVISORS, LLC
Office #1: 8310 S Valley Highway Suite 300, Englewood, CO 80112March 14, 2011 - December 31, 2014
MULTIPLE FINANCIAL SERVICES, INC.
February 22, 2011 - December 31, 2014
MULTIPLE FINANCIAL SERVICES, INC.
June 7, 2007 - March 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2007 - March 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 2005 - February 20, 2007
MULTIPLE FINANCIAL SERVICES, INC.
January 24, 2002 - March 17, 2003
JEFFERIES LLC
May 11, 2000 - September 19, 2001
COWEN AND COMPANY
June 29, 1998 - April 28, 2000
UBS SECURITIES LLC
July 31, 1995 - June 29, 1998
SBC WARBURG DILLON READ INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
STONEPINE ADVISORS, LLC
CRD#: 154217 / SEC#: , 8-68618
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REILLY, JAMES FRANCIS | CCO, EXEC. REP., AML SUPER. | |
| CAMPBELL, ROBERT | FINOP | 1349154 |
Red Flags
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