Elizabeth A. Pagliarini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Anne Pagliarini, who also goes by Elizabeth Anne Briggs, Elizabeth Anne Kohout, Liz Kohout, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1992. Elizabeth had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2004 - May 28, 2008
HUNTER WORLD MARKETS, INC.
November 27, 2002 - September 29, 2004
THE SHEMANO GROUP, INC.
March 15, 2001 - September 28, 2004
JAVELIN SECURITIES, LLC
June 24, 1999 - September 7, 2000
INTERFIRST CAPITAL CORPORATION
January 5, 1999 - May 3, 1999
NATIONAL CLEARING CORP.
March 24, 1997 - December 31, 1998
STOCKS 4 LESS, INC.
October 16, 1996 - May 28, 1997
NATIONAL CLEARING CORP.
July 12, 1995 - May 3, 1996
FISERV INVESTOR SERVICES, INC.
July 13, 1994 - October 18, 1994
BENJAMIN & JEROLD BROKERAGE I, LLC
April 30, 1993 - May 31, 1994
IFMG SECURITIES, INC.
April 16, 1992 - April 16, 1993
EMANUEL AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/20/2006
Limited Representative-Equity Trader ExamCurrent Firm
HUNTER WORLD MARKETS, INC.
CRD#: 38755 / SEC#: , 8-48387
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
