Marc A. Noonan

RETIREMENT PLANNING SOLUTIONS

Louisville, KY 40222

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CRD#: 2230659

Professional summary

Marc Andre Noonan is a registered financial advisor currently at RETIREMENT PLANNING SOLUTIONS, LLC located in Louisville, Kentucky and SILVER OAK SECURITIES, INCORPORATED located in Louisville, Kentucky.

Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Marc has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Retirement Planning Solutions, LLC; Investment Related; 3432 Stony Spring Circle, Louisville, KY 40220; LLC; IAR; Start Date: 5/2021; 30 hours devoted monthly; 5 hours devoted monthly during trading hours; Sell and manage investment securities, Commission Compensation, Investment adviser role where I pursue new clients to help manage their investment portfolio as well as manage current clients in the same fashion. 2.) Notary Public; Non Investment Related; Notary; Notary Services; Registered Office Location; Start Date: 10/29/2015; 1 hour devoted monthly; 1 hour devoted monthly during trading hours; notarize documents for clients 3.) Insurance Agencies; Investment-Related; Insurance Agent; Start Date: 10/29/2015; 2 hours devoted monthly; 2 hours devoted monthly during trading hours; Sell and quote insurance 4.) Silver Oak Securities, Inc.; Investment Related; 403 North Pkwy #202, Jackson, TN 38305; Broker Dealer; IAR; Start Date: 3/2024; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; commission based product sales 5.) Marc Noonan Enterprises; Non-Investment Related; 4817 Clipping Court Louisville, Ky 40241; LLC; Owner; Start Date: 8/31/2004; 1 hour devoted monthly; 0 hours devoted during trading hours; Pass through for salary/distributions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Andre Noonan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2021 - Present

RETIREMENT PLANNING SOLUTIONS, LLC

Office #1: 7508 New La Grange Rd #2, Louisville, KY 40222

RIA

CRD#: 311575

Louisville, KY

Current

December 6, 2019 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 7508 New La Grange Road #2, Louisville, KY 40222Office #2: 3432 Stony Spring Circle, Louisville, KY 40220

RIA

CRD#: 46947

Louisville, KY

Past

October 28, 2021 - January 6, 2023

LEGACY ADVISORY SERVICES

RIA

CRD#: 307478

LOUISVILLE, KY

Past

December 9, 2019 - May 18, 2021

MAGNATE ADVISORY SERVICES, LLC

RIA

CRD#: 283056

LOUISVILLE, KY

Past

July 2, 2012 - December 2, 2019

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

LOUISVILLE, KY

Past

October 1, 2010 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

LOUISVILLE, KY

Past

October 1, 2010 - December 2, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

LOUISVILLE, KY

Past

July 25, 2008 - October 5, 2010

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

LOUISVILLE, KY

Past

September 4, 2003 - October 5, 2010

FSC SECURITIES CORPORATION

CRD#: 7461

LOUISVILLE, KY

Past

January 22, 2002 - September 23, 2003

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

September 4, 2001 - February 22, 2002

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

December 8, 1997 - August 31, 2001

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

August 16, 1994 - October 22, 1997

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

March 9, 1994 - July 25, 1994

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

March 9, 1994 - July 25, 1994

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

July 14, 1992 - February 3, 1994

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLANNING SOLUTIONS, LLC

CLOVER WEALTH PARTNERS | RPS ADVISORY SOLUTIONS, LLC | RETIREMENT PLANNING SOLUTIONS, LLC

CRD#: 311575 / SEC#: 801-119926

RIA

Registered Investment Advisory firm - (12/4/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(3/3/2020)

Kentucky
(12/6/2019)

IAR

Kentucky
(5/19/2021)

Tennessee
(3/5/2020)

IAR

Texas
(10/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/1/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RETIREMENT PLANNING SOLUTIONS, LLC

CLOVER WEALTH PARTNERS | RPS ADVISORY SOLUTIONS, LLC | RETIREMENT PLANNING SOLUTIONS, LLC

CRD#: 311575 / SEC#: 801-119926

RIA

Registered Investment Advisory firm - (12/4/2020 Approved)

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Contact information

Main Address

3432 Stony Spring Circle, Louisville, KY 40220

Mailing Address

Phone number

(502) 499-5668

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RETIREMENT PLANNING SOLUTIONS, LLC ADV PART 2A (6/4/2025)

RETIREMENT PLANNING SOLUTIONS, LLC ADV PART 2A, APPENDIX 1 - WRAP FEE PROGRAM (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,366
AUM (Assets Under Management)	$ 376,782,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc A. Noonan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Andre Noonan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

LEGACY ADVISORY SERVICES

MAGNATE ADVISORY SERVICES, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

INVESTACORP, INC.

NATHAN & LEWIS SECURITIES, INC.

WMA SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

ONEAMERICA SECURITIES, INC.

AMERICAN UNITED LIFE INSURANCE COMPANY

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

RETIREMENT PLANNING SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2008

Series 63

Date: 7/1/1992

SIE

Date: 10/1/2018

Series 7

Date: 11/14/2005

Series 6

Date: 7/13/1992

FINRA

Current Firm

RETIREMENT PLANNING SOLUTIONS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANNING SOLUTIONS, LLC

TRUST BUT VERIFY

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