Michael E. Wolf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Wolf was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2021 - August 19, 2022
TCFG INVESTMENT ADVISORS, LLC
January 5, 2021 - August 19, 2022
TCFG WEALTH MANAGEMENT, LLC
December 21, 2017 - November 15, 2019
SANDLAPPER SECURITIES, LLC
June 1, 2011 - January 18, 2016
CONCORDE ASSET MANAGEMENT, LLC
May 16, 2011 - January 18, 2016
CONCORDE INVESTMENT SERVICES, LLC
February 23, 2011 - May 16, 2011
WORLD EQUITY GROUP, INC.
April 5, 2007 - May 16, 2011
WORLD EQUITY GROUP, INC.
September 22, 2003 - December 31, 2006
QUESTAR CAPITAL CORPORATION
March 5, 2002 - October 23, 2003
CINCINNATI ANALYSTS, INC.
January 29, 1999 - October 3, 2001
FIRST VARIABLE CAPITAL SERVICES, INC.
October 16, 1998 - October 5, 2001
IAC SECURITIES, INC.
March 2, 1998 - July 21, 1998
RBC CAPITAL MARKETS, LLC
September 9, 1996 - March 2, 1998
DAIN RAUSCHER INCORPORATED
October 12, 1994 - May 6, 1996
DIRECTED SERVICES LLC
May 12, 1992 - October 24, 1994
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
