Michael R. Clouse

D.H. HILL ADVISORS

Austin, TX 78736

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CRD#: 2230606

Professional summary

Michael Richard Clouse, who also goes by Mike Richard Clouse, is a registered financial advisor currently at D.H. HILL ADVISORS, INC. located in Austin, Texas and D.H. HILL SECURITIES, LLLP located in Kingwood, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Richard Clouse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)INSURANCE SALES AND SERVICES: LIFE, HEALTH, DENTAL, LTC, MEDICARE SUPPLEMENT, DISABILITY AND FIXED ANNUITY. 5302 AUSTRAL LOOP, AUSTIN, TX 78739 SINCE 1989. ADVOCARE CORPORATION NUTRITIONAL PRODUCTS DISTRIBUTOR SINCE 6 2009. APPROXIMATELY 80% OF BUSINESS HOURS DEDICATED. 2.) D.H. HILL ADVISORS, INC., INVESTMENT RELATED BUSINESS, 7821 FM 1960 EAST, STE. B, INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE, 09/2009, 0HOURS PER MONTH, 0 HOURS DURING TRADING HOURS, PROVIDE SECURITIES ADVISORY SERVICES TO CLIENTS AND POTENTIAL CLIENTS. 3.) D.H. HILL SECURITIES, LLLP, INVESTMENT/SECURITIES RELATED BUSINESS, 7821 FM 1960 EAST, STE. B, , REGISTERED REPRESENTATIVE, 09/2009, 60 HOURS PER MONTH, 4 HOURS DURING TRADING HOURS, PROVIDE SECURITIES PRODUCT/SERVICES TO CLIENTS AND POTENTIAL CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Richard Clouse's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2009 - Present

D.H. HILL ADVISORS, INC.

Office #1: 6926 Chrinook Dr., Austin, TX 78736

RIA

CRD#: 116324

Austin, TX

Current

September 3, 2009 - Present

D.H. HILL SECURITIES, LLLP

Office #1: 1543 Green Oak Place, Suite 100, Kingwood, TX 77339

CRD#: 41528

Kingwood, TX

Past

February 29, 2008 - September 11, 2009

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

AUSTIN, TX

Past

January 2, 2008 - September 11, 2009

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

AUSTIN, TX

Past

January 3, 2007 - December 31, 2007

WELLSTONE SECURITIES, LLC

CRD#: 121559

CUMMING, GA

Past

February 13, 1995 - December 31, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

AUSTIN, TX

Past

February 10, 1995 - December 31, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

AUSTIN, TX

Past

January 6, 1994 - December 31, 1994

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

August 23, 1993 - December 31, 1993

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 26, 1993 - August 24, 1993

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(9/3/2009)

IAR

Texas
(9/16/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/26/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/25/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

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Contact information

Main Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Mailing Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Phone number

(832) 644-1852

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2025)

FORM ADV 2A: D.H. HILL ADVISORS, INC. DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	953
AUM (Assets Under Management)	$ 196,852,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Clouse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Richard Clouse's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.H. HILL SECURITIES, LLLP

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

WELLSTONE SECURITIES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WOODBURY FINANCIAL SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

D.H. HILL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1992

SIE

Date: 10/1/2018

Series 6

Date: 3/25/1993

FINRA

Current Firm

D.H. HILL ADVISORS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D.H. HILL ADVISORS, INC.

TRUST BUT VERIFY

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