HH
Henry R. Hoerner
THE HOERNER PLANNING GROUP
Middleburg, VA 20117
Some features on this profile are disabled
CRD#: 2230564
HH
Professional summary
Henry Rhodes Hoerner, who also goes by Henry R III Hoerner, Henry Rhodes Hoerner III, Tim Rhodes Hoerner, Tim Hoerner Iii, is a registered financial advisor currently at THE HOERNER PLANNING GROUP, LLC located in Middleburg, Virginia.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Henry has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Henry R Iii Hoerner | Henry Rhodes Hoerner Iii | Tim Rhodes Hoerner | Tim Hoerner Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
He is a board member of the Curtis Investment Group Inc. This business is a privately owned real estate management, ownership and development business. It also has a site development and home building business. He is a member of the Board of Directors and has been since September 2000. There are 2 to 4 board meetings annually, each typically lasting 6 to 8 hours. On average he spends 2-3 hours per week on Curtis Investment Group, Inc. and related-entity businesses, all during trading hours. The business address is 5620 Linda Lane, Camp Springs, MD 20748. He is a director of Elk Run LLC, a privately owned business. Elk Run's primary business is a third-party fulfilment and distribution business operating under the name of Box-In Box-Out. There are typically 2 annual board meetings lasting 2-3 hours. On average he spends 1-2 hours weekly on Elk Run business, all during trading hours. Elk Run is located at 7021 Wolftown Head Road, Madison, VA 22727. Mr. Hoerner is a limited partner of Good Works L.P. and Good Works Development L.P. These two entities own and develop affordable housing projects in Northern Virgina, primarily in Loudoun and Fauquier Counties. The business address is 102 West Washington Street, Middleburg. Virgina 20117. Mr. Hoerner devotes 1 hour weekly to Good Works endeavours. This time allocation can be during or after trading hours. Mr. Hoerner is member of the Investment Advisory Committee for the BBH Capital Partners V, LP, a private equity fund. There is typically a single annual board meeting. Mr. Hoerner is a member of New Coastal Development LLC, which develops real estate development sites. Mr. Hoerner is a trustee of The George and Josephine Curtis Foundation and seventeen Irrevocable Trusts for three clients. He is the successor trustee of one Irrevocable Family Trust and several Revocable Trusts for multiple different clients.
CRS (Client Relationship Summary) - RIA
Click below to view Henry Rhodes Hoerner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2006 - Present
THE HOERNER PLANNING GROUP, LLC
Office #1: 210 East Federal Street, Middleburg, VA 20117RIA
CRD#: 139464
Middleburg, VA
Past
November 4, 1999 - May 18, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 28, 1999 - May 18, 2006
OSAIC FA, INC.
RIA
CRD#: 3978
MIDDLEBURG, VA
Past
June 1, 1998 - May 18, 2006
OSAIC FA, INC.
BD
CRD#: 3978
MIDDLEBURG, VA
Past
June 8, 1992 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HOERNER PLANNING GROUP, LLC
HOERNER PLANNING, LLC | THE HOERNER PLANNING GROUP, LLC | HPG, LLC
CRD#: 139464 / SEC#: 801-66594
RIA
Registered Investment Advisory firm - (4/18/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/1/2018)
IAR
Virginia(5/18/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TH
THE HOERNER PLANNING GROUP, LLC
HOERNER PLANNING, LLC | THE HOERNER PLANNING GROUP, LLC | HPG, LLC
CRD#: 139464 / SEC#: 801-66594
RIA
Registered Investment Advisory firm - (4/18/2006 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
210 East Federal Street, Middleburg, VA 20117
Mailing Address
P.o. Box 1326, Middleburg, VA 20118
Phone number
(540) 687-5090
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,654 |
| AUM (Assets Under Management) | $ 1,516,420,782 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/18/2025 | ||
| 02/01/2024 | ||
| 11/01/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
