Henry R. Hoerner
Professional summary
Henry Rhodes Hoerner, who also goes by Henry R III Hoerner, Henry Rhodes Hoerner III, Tim Rhodes Hoerner, Tim Hoerner Iii, is a registered financial advisor currently at THE HOERNER PLANNING GROUP, LLC located in Middleburg, Virginia.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Henry has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Henry Rhodes Hoerner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2006 - Present
THE HOERNER PLANNING GROUP, LLC
Office #1: 210 East Federal Street, Middleburg, VA 20117November 4, 1999 - May 18, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 28, 1999 - May 18, 2006
OSAIC FA, INC.
June 1, 1998 - May 18, 2006
OSAIC FA, INC.
June 8, 1992 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
THE HOERNER PLANNING GROUP, LLC
CRD#: 139464 / SEC#: 801-66594
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2018)
(5/18/2006)
Exams
Current Firm
THE HOERNER PLANNING GROUP, LLC
CRD#: 139464 / SEC#: 801-66594
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,654 |
| AUM (Assets Under Management) | $ 1,516,420,782 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/12/2026 | ||
| 02/18/2025 | ||
| 02/01/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
THE HOERNER PLANNING GROUP, LLC
CRD#: 139464Middleburg, VA 20117TRUST BUT VERIFY
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