Sheldon B. Reynolds

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CRD#: 2230422

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sheldon Bruce Reynolds was a registered financial professional .

Sheldon is a previously registered financial professional and started their career in finance in 1992. Sheldon had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 31, 2020 - July 28, 2021

MTC WEALTH MANAGEMENT

RIA

CRD#: 305308

Raleigh, NC

Past

April 11, 2006 - June 26, 2008

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

RALEIGH, NC

Past

April 11, 2006 - June 26, 2008

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

September 30, 2002 - September 1, 2004

NCF FINANCIAL SERVICES, INC.

RIA

CRD#: 120471

DURHAM, NC

Past

September 30, 2002 - September 1, 2004

NCF FINANCIAL SERVICES, INC.

CRD#: 120471

DURHAM, NC

Past

December 31, 2000 - September 30, 2002

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

DURHAM, NC

Past

February 10, 1998 - September 30, 2002

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

May 27, 1992 - February 10, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MTC WEALTH MANAGEMENT

MTC WEALTH MANAGEMENT | MTC WEALTH MANAGEMENT LLC

CRD#: 305308 / SEC#: 801-117300

RIA

Registered Investment Advisory firm - (9/6/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/26/1992

General Securities Representative Examination

Current Firm

MTC WEALTH MANAGEMENT

MTC WEALTH MANAGEMENT | MTC WEALTH MANAGEMENT LLC

CRD#: 305308 / SEC#: 801-117300

RIA

Registered Investment Advisory firm - (9/6/2019 Approved)

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Contact information

Main Address

14055 Riveredge Dr. Suite 525, Tampa, FL 33637

Mailing Address

Phone number

(888) 727-9191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MTC WEALTH MANAGEMENT LLC CLIENT BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 207,695,797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sheldon B. Reynolds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

MTC WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/1993

Series 63

Date: 6/19/1992

Series 7

Date: 5/26/1992

Current Firm

MTC WEALTH MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MTC WEALTH MANAGEMENT

TRUST BUT VERIFY

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