Charles W. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles W Campbell, who also goes by Charles W Campbell, Charles Wyatt Campbell Jr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1992. Charles had worked at 9 firms and has passed the Series 63, SIE, Series 22, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2020 - December 17, 2024
WEALTHFORGE SECURITIES, LLC
October 3, 2011 - May 14, 2020
SELECT CAPITAL CORPORATION
July 7, 2011 - October 3, 2011
U.S. SELECT SECURITIES LLC
April 9, 2009 - December 20, 2010
AMERICAN FIDELITY SECURITIES, INC.
September 28, 1998 - February 5, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
January 2, 1997 - July 28, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
March 15, 1996 - December 31, 1996
SPELMAN & CO., INC.
July 1, 1992 - April 3, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 1, 1992 - April 3, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 7/6/2011
Corporate Securities Limited Representative ExaminationCurrent Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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