William A. Irvine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Armstrong Irvine, who also goes by B.i. Irvine, Bill Irvine, Billy Irvine, Irv Irvine, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2017 - March 2, 2021
NEWFLEET ASSET MANAGEMENT, LLC
August 9, 2017 - March 2, 2021
VP DISTRIBUTORS LLC
May 19, 2014 - March 30, 2016
RBC CAPITAL MARKETS, LLC
March 6, 2014 - March 30, 2016
RBC CAPITAL MARKETS, LLC
September 14, 2012 - February 24, 2014
DIMENSIONAL FUND ADVISORS LP
March 7, 2012 - February 24, 2014
DFA SECURITIES LLC
December 19, 2005 - October 14, 2011
EATON VANCE DISTRIBUTORS, INC.
June 2, 2003 - April 2, 2004
BLAYLOCK & COMPANY, INC.
January 7, 2003 - April 30, 2003
FHN FINANCIAL SECURITIES CORP.
October 9, 2001 - September 10, 2002
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
February 13, 1997 - July 5, 2000
ROBERTSON STEPHENS, INC.
April 14, 1992 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
April 14, 1992 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
April 14, 1992 - July 2, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWFLEET ASSET MANAGEMENT, LLC
CRD#: 104532 / SEC#: 801-51559
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 10,141,089,500 |
Red Flags
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