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Edward Anthony Delaney

CRD# 2230118·Registered 1993 - 1997
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Anthony Delaney, who also goes by Alvi Diovis, Edward Anthon Diovisalvi, Edward Anthony Diovisalvi, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1993 - 1997. Edward had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alvi Diovis, Edward Anthon Diovisalvi, Edward Anthony Diovisalvi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
April 18, 1997 - May 30, 1997
ASH FINANCIAL CORP.·CRD# 24990
BD
Great Neck, NY
October 22, 1996 - January 9, 1997
THE BOSTON GROUP·CRD# 37652
BD
Los Angeles, CA
May 13, 1996 - September 12, 1996
LAIDLAW GLOBAL SECURITIES, INC.·CRD# 19018
BD
New York, NY
September 13, 1995 - April 15, 1996
TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
Burbank, CA
August 31, 1995 - September 20, 1995
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
February 13, 1995 - August 30, 1995
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
October 7, 1994 - February 14, 1995
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
April 26, 1994 - September 23, 1994
JAMES W. BULLARD, JR., INCORPORATED·CRD# 30977
BD
June 4, 1993 - May 20, 1994
FAB SECURITIES OF AMERICA, INC.·CRD# 28212
BD
New York, NY
March 19, 1993 - April 1, 1993

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Current Firm

AS
ARGENT SECURITIES, INC.

ARGENT SECURITIES, INC. | TRI CONTINENTAL SECURITIES, INC. | STONEWORTH SECURITIES, INC. | ARGENT/STONEWORTH SECURITIES, INC.

CRD#: 15297 / SEC#: 8-31952
BD
Terminated by SEC on 12/07/1999

Contact Information

Established

Georgia since 06/04/1984

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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