AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
GF

Gerald A. Fegler

MARIN WEALTH ADVISORS LLC
NOVATO, CA 94949
Some features on this profile are disabled
CRD#: 2230020
GF

Professional summary


Gerald Alexander Fegler, who also goes by Jerry Fegler, is a registered financial advisor currently at MARIN WEALTH ADVISORS LLC located in Novato, California.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gerald has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jerry Fegler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gerald Alexander Fegler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 6, 2022 - Present

MARIN WEALTH ADVISORS LLC

Office #1: 371 Bel Marin Keys Blvd. Suite 135, Novato, CA 94949
RIA
CRD#: 123237
NOVATO, CA
Past

May 13, 2016 - December 31, 2021

MARIN WEALTH ADVISORS LLC

RIA
CRD#: 123237
SAN RAFAEL, CA
Past

March 29, 2012 - March 26, 2015

ZIONS DIRECT, INC.

BD
CRD#: 17776
SAN FRANCISCO, CA
Past

February 13, 2012 - March 26, 2015

ZIONS CAPITAL ADVISORS, INC.

RIA
CRD#: 131308
SAN FRANCISCO, CA
Past

April 18, 2008 - May 4, 2009

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
SAN FRANCISCO, CA
Past

April 9, 2007 - May 4, 2009

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
CHARLOTTE, NC
Past

January 17, 1995 - January 5, 2001

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

August 25, 1992 - April 14, 1993

COLORADO NATIONAL BROKERAGE, INC.

BD
CRD#: 17493

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARIN WEALTH ADVISORS LLC
HUNTER JR, ROBERT CHARLES | ROBERT HUNTER | ROBERT C. HUNTER | MARIN WEALTH ADVISORS LLC

CRD#: 123237 / SEC#: 801-113162

RIA
Registered Investment Advisory firm - (6/8/2018 Approved)
California
Registered Investment Advisory firm - (7/15/2018 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/6/2022)
IAR
Washington
(1/11/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 6/5/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 4/17/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MW
MARIN WEALTH ADVISORS LLC
HUNTER JR, ROBERT CHARLES | ROBERT HUNTER | ROBERT C. HUNTER | MARIN WEALTH ADVISORS LLC

CRD#: 123237 / SEC#: 801-113162

RIA
Registered Investment Advisory firm - (6/8/2018 Approved)
California
Registered Investment Advisory firm - (7/15/2018 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
371 Bel Marin Keys Blvd. Suite 135, Novato, CA 94949
Mailing Address
Phone number
(415) 458-5880
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARIN WEALTH ADVISORS - ADV 2A (3/17/2025)

Regulatory assets under management


Total Number of Accounts938
AUM (Assets Under Management)$ 356,959,178

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARIN WEALTH ADVISORS LLC

CRD#: 123237Novato, CA 94949

TRUST BUT VERIFY

Monitor Gerald Fegler

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.