Gerald A. Fegler

MARIN WEALTH ADVISORS LLC

NOVATO, CA 94949

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CRD#: 2230020

Professional summary

Gerald Alexander Fegler, who also goes by Jerry Fegler, is a registered financial advisor currently at MARIN WEALTH ADVISORS LLC located in Novato, California.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gerald has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Fegler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Alexander Fegler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2022 - Present

MARIN WEALTH ADVISORS LLC

Office #1: 371 Bel Marin Keys Blvd. Suite 135, Novato, CA 94949

RIA

CRD#: 123237

NOVATO, CA

Past

May 13, 2016 - December 31, 2021

MARIN WEALTH ADVISORS LLC

RIA

CRD#: 123237

SAN RAFAEL, CA

Past

March 29, 2012 - March 26, 2015

ZIONS DIRECT, INC.

CRD#: 17776

SAN FRANCISCO, CA

Past

February 13, 2012 - March 26, 2015

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

SAN FRANCISCO, CA

Past

April 18, 2008 - May 4, 2009

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

April 9, 2007 - May 4, 2009

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

January 17, 1995 - January 5, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

August 25, 1992 - April 14, 1993

COLORADO NATIONAL BROKERAGE, INC.

CRD#: 17493

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIN WEALTH ADVISORS LLC

HUNTER JR, ROBERT CHARLES | ROBERT HUNTER | ROBERT C. HUNTER | MARIN WEALTH ADVISORS LLC

CRD#: 123237 / SEC#: 801-113162

RIA

Registered Investment Advisory firm - (6/8/2018 Approved)

California

Registered Investment Advisory firm - (7/15/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2022)

IAR

Washington
(1/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/5/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/10/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/17/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/2007

General Securities Representative Examination

Current Firm

MARIN WEALTH ADVISORS LLC

HUNTER JR, ROBERT CHARLES | ROBERT HUNTER | ROBERT C. HUNTER | MARIN WEALTH ADVISORS LLC

CRD#: 123237 / SEC#: 801-113162

RIA

Registered Investment Advisory firm - (6/8/2018 Approved)

California

Registered Investment Advisory firm - (7/15/2018 Terminated)

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Contact information

Main Address

371 Bel Marin Keys Blvd. Suite 135, Novato, CA 94949

Mailing Address

Phone number

(415) 458-5880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARIN WEALTH ADVISORS - ADV 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	938
AUM (Assets Under Management)	$ 356,959,178

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gerald A. Fegler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Alexander Fegler's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARIN WEALTH ADVISORS LLC

ZIONS DIRECT, INC.

ZIONS CAPITAL ADVISORS, INC.

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

WELLS FARGO SECURITIES INC.

COLORADO NATIONAL BROKERAGE, INC.

Primary Firm SEC Registration

MARIN WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2012

Series 65

Date: 2/10/2012

Series 66

Date: 4/17/2008

SIE

Date: 3/26/2015

Series 7

Date: 4/6/2007

Current Firm

MARIN WEALTH ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIN WEALTH ADVISORS LLC

TRUST BUT VERIFY

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