Stephen J. Bonnema
Professional summary
Stephen Joseph Bonnema, who also goes by Stephan J Bonnema, is a registered financial professional currently at B. RILEY WEALTH MANAGEMENT located in Memphis, Tennessee and B. RILEY SECURITIES, INC. located in Los Angeles, California.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1998. Stephen has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Joseph Bonnema's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2002 - Present
B. RILEY WEALTH MANAGEMENT
Office #1: 40 S. Main St. Suites 1600, Memphis, TN 38103October 25, 2018 - Present
B. RILEY SECURITIES, INC.
Office #1: 11100 Santa Monica Blvd Suite 800, Los Angeles, CA 90025March 25, 2021 - July 22, 2022
NATIONAL SECURITIES CORPORATION
July 23, 2019 - August 25, 2020
MLV & CO. LLC
March 29, 2001 - January 11, 2002
CHICAGO CAPITAL, INC.
January 26, 2000 - March 28, 2001
ONE FINANCIAL CENTER BROKERAGE INC.
January 1, 1998 - January 12, 2000
HOWE BARNES HOEFER & ARNETT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2022)
(7/22/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
B. RILEY SECURITIES, INC.
CRD#: 25027Memphis, TN 38103TRUST BUT VERIFY
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