Rhoda E. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhoda Elaine Lawrence, who also goes by Rhoda Elaine Iacuzzi, Rhoda Iacuzzi, was a registered financial professional .
Rhoda is a previously registered financial professional and started their career in finance in 1998. Rhoda had worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2007 - December 16, 2022
DIMENSIONAL FUND ADVISORS LP
February 21, 2007 - December 16, 2022
DFA SECURITIES LLC
May 3, 2004 - February 14, 2007
BROOKSTREET SECURITIES CORPORATION
January 29, 2001 - April 30, 2004
THE INVESTMENT COUNSEL COMPANY OF NEVADA
April 21, 1998 - January 23, 2001
BROOKSTREET SECURITIES CORPORATION
February 3, 1998 - July 1, 1998
CANTERBURY CONSULTING INCORPORATED
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 2
Date: 3/31/1992
Non-Member General Securities ExaminationCurrent Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
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