Stephen R. Stipe

WEALTH MANAGEMENT SOLUTIONS

Claremore, OK

Some features on this profile are disabled

CRD#: 2229770

Professional summary

Stephen Robert Stipe is a registered financial advisor currently at WEALTH MANAGEMENT SOLUTIONS located in Claremore, Oklahoma.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Stephen has worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STEPHEN R. STIPE 15885 E. 470 Road Claremore, OK 74017, Owner of Wealth Management Solutions LLC, Start date 1/2015. Devotes whatever time is necessary to support the clients of his advisory business. Insurance Licensed to sell Health, Life, Annuity and Long Term Care. Spends about 5 hours a month during trading hours. Stipe Construction Company devotes about 10 to 15 hours a month after market hours. Stephen is not compensated for this position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Stipe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2018 - Present

WEALTH MANAGEMENT SOLUTIONS

RIA

CRD#: 296875

Claremore, OK

Past

January 9, 2008 - November 2, 2009

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

May 10, 2005 - December 31, 2007

WOLF FINANCIAL MANAGEMENT, LLC

CRD#: 44225

TULSA, OK

Past

March 13, 2000 - May 9, 2005

WILBANKS SECURITIES, INC.

CRD#: 40673

OKLAHOMA CITY, OK

Past

January 15, 1999 - August 16, 2018

ROBERT STEPHEN CAPITAL MANAGEMENT LLC

RIA

CRD#: 118588

Bartlesville, OK

Past

December 17, 1998 - April 7, 2000

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Past

December 2, 1997 - December 18, 1998

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

OKLAHOMA CITY, OK

Past

September 16, 1996 - December 2, 1997

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 5, 1995 - July 16, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 6, 1995 - September 1, 1995

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

November 19, 1993 - September 2, 1994

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

August 5, 1992 - October 22, 1993

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT SOLUTIONS

WEALTH MANAGEMENT SOLUTIONS | WEALTH MANAGEMENT SOLUTIONS LLC

CRD#: 296875 / SEC#: 801-134229

RIA

Registered Investment Advisory firm - (8/25/2025 Approved)

Kansas

Registered Investment Advisory firm - (9/18/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (12/13/2021 Terminated)

Oklahoma

Registered Investment Advisory firm - (9/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/31/2022)

IAR

Oklahoma
(7/26/2018)

IAR

Texas
(8/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/18/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/4/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH MANAGEMENT SOLUTIONS

WEALTH MANAGEMENT SOLUTIONS | WEALTH MANAGEMENT SOLUTIONS LLC

CRD#: 296875 / SEC#: 801-134229

RIA

Registered Investment Advisory firm - (8/25/2025 Approved)

Kansas

Registered Investment Advisory firm - (9/18/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (12/13/2021 Terminated)

Oklahoma

Registered Investment Advisory firm - (9/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Claremore, OK

Mailing Address

Phone number

(918) 499-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEC WMS BROCHURE - AUGUST 2025 (8/28/2025)

Regulatory assets under management

Total Number of Accounts	291
AUM (Assets Under Management)	$ 116,171,121

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen R. Stipe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Robert Stipe's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

WOLF FINANCIAL MANAGEMENT, LLC

WILBANKS SECURITIES, INC.

ROBERT STEPHEN CAPITAL MANAGEMENT LLC

BIRCHTREE FINANCIAL SERVICES LLC

AMERICAN INVESTMENT SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

WALNUT STREET SECURITIES, INC.

INVESTACORP, INC.

EDWARD JONES

PFS INVESTMENTS INC.

Primary Firm SEC Registration

WEALTH MANAGEMENT SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/1995

Series 63

Date: 6/12/1992

Series 7

Date: 11/18/1993

Series 6

Date: 8/4/1992

Current Firm

WEALTH MANAGEMENT SOLUTIONS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT SOLUTIONS

TRUST BUT VERIFY

Similar Advisors