Dennis L. Engel

MANAGED ASSET PORTFOLIOS

Aurora, CO

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CRD#: 2229428

Professional summary

Dennis Loyd Engel is a registered financial advisor currently at MANAGED ASSET PORTFOLIOS, LLC located in Aurora, Colorado and ALT FUND DISTRIBUTORS LLC located in New York, New York.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Dennis has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investment advisor with Managed Asset Portfolios starting May 2016; Salary plus commissions; 8 hours a day during market hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Loyd Engel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2016 - Present

MANAGED ASSET PORTFOLIOS, LLC

RIA

CRD#: 109574

Aurora, CO

Current

May 5, 2016 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017

CRD#: 146547

New York, NY

Past

November 6, 2014 - November 25, 2014

ASTOR INVESTMENT MANAGEMENT LLC

RIA

CRD#: 169679

AURORA, CO

Past

January 6, 2014 - November 5, 2014

ASTOR INVESTMENT MANAGEMENT LLC

RIA

CRD#: 169679

CHICAGO, IL

Past

July 29, 2013 - January 8, 2014

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

AURORA, CO

Past

July 29, 2013 - June 11, 2014

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

July 2, 2012 - July 15, 2013

VIRTU AMERICAS LLC

CRD#: 149823

NEW YORK, NY

Past

March 16, 2012 - July 15, 2013

ASTOR ASSET MANAGEMENT LLC

RIA

CRD#: 116408

AURORA, CO

Past

March 16, 2012 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

December 20, 2011 - March 16, 2012

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

November 1, 2011 - March 16, 2012

ICON ADVISERS, INC.

RIA

CRD#: 108268

GREENWOOD VILLAGE, CO

Past

April 12, 2011 - November 9, 2011

WAKEFIELD ASSET MANAGEMENT, LLLP

RIA

CRD#: 143720

ENGLEWOOD, CO

Past

May 28, 2008 - April 22, 2009

CIM SECURITIES, LLC

CRD#: 120852

PALMER, AK

Past

May 21, 1992 - September 18, 2006

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MANAGED ASSET PORTFOLIOS, LLC

CRD#: 109574 / SEC#: 801-58125

RIA

Registered Investment Advisory firm - (11/27/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(5/5/2016)

IAR

Colorado
(5/18/2016)

IAR

Texas
(1/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MANAGED ASSET PORTFOLIOS, LLC

CRD#: 109574 / SEC#: 801-58125

RIA

Registered Investment Advisory firm - (11/27/2000 Approved)

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Contact information

Main Address

950 W. University, Suite 100, Rochester, MI 48307

Mailing Address

Phone number

(248) 601-6677

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,928
AUM (Assets Under Management)	$ 1,058,507,064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dennis L. Engel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Loyd Engel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALT FUND DISTRIBUTORS LLC

ASTOR INVESTMENT MANAGEMENT LLC

ASTOR INVESTMENT MANAGEMENT LLC

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

VIRTU AMERICAS LLC

ASTOR ASSET MANAGEMENT LLC

KNIGHT CAPITAL AMERICAS, L.P.

ICON DISTRIBUTORS, INC.

ICON ADVISERS, INC.

WAKEFIELD ASSET MANAGEMENT, LLLP

CIM SECURITIES, LLC

ICON DISTRIBUTORS, INC.

Primary Firm SEC Registration

MANAGED ASSET PORTFOLIOS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2011

Series 63

Date: 4/18/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1992

Series 24

Date: 3/9/1998

FINRA

Current Firm

MANAGED ASSET PORTFOLIOS, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MANAGED ASSET PORTFOLIOS, LLC

TRUST BUT VERIFY

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