John D. Livingston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Livingston, who also goes by John D Livinston, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2024 - January 3, 2025
N4 FINANCIAL, INC.
July 23, 2019 - October 4, 2022
N4 FINANCIAL, INC.
January 9, 2013 - September 21, 2018
PTP SECURITIES, LLC
September 24, 2001 - December 18, 2012
PINEBRIDGE SECURITIES LLC
February 22, 2000 - September 24, 2001
VALIC FINANCIAL ADVISORS, INC.
August 6, 1998 - August 17, 1999
TCW FUNDS DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
N4 FINANCIAL, INC.
CRD#: 134581 / SEC#: , 8-66849
Contact information
Documents
Red Flags
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