Patrick M. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Maurice Williams, who also goes by Patrick Williams, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1996. Patrick had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2012 - January 5, 2024
FLETCHER FINANCIAL GROUP
September 9, 2003 - July 28, 2010
MORGAN KEEGAN & COMPANY, LLC
September 18, 2002 - July 28, 2010
MORGAN KEEGAN & COMPANY, LLC
February 20, 1996 - October 11, 2002
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/16/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FLETCHER FINANCIAL GROUP
CRD#: 152609 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 616 |
| AUM (Assets Under Management) | $ 98,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
