Darko A. Copkov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darko Anthony Copkov, who also goes by Darko A Copkov, Tony Miller, was a registered financial professional .
Darko is a previously registered financial professional and started their career in finance in 1992. Darko had worked at 14 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2017 - December 11, 2019
MML INVESTORS SERVICES, LLC
October 12, 2016 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
January 27, 2014 - December 31, 2014
AMERITAS INVESTMENT COMPANY, LLC
December 10, 2010 - October 15, 2013
EQUITY SERVICES, INC.
October 24, 2007 - October 22, 2010
PARK AVENUE SECURITIES LLC
March 21, 2006 - September 17, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 3, 2003 - February 17, 2006
NYLIFE SECURITIES LLC
October 1, 2002 - July 10, 2003
MML INVESTORS SERVICES, LLC
July 5, 2001 - July 23, 2002
EQUITY SERVICES, INC.
October 20, 1999 - May 18, 2001
PARK AVENUE SECURITIES LLC
February 22, 1999 - October 26, 1999
PRINCIPAL SECURITIES, INC.
December 9, 1997 - October 28, 1998
GUARDIAN INVESTOR SERVICES LLC
April 17, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 17, 1997 - October 8, 1997
SIGNATOR INVESTORS, INC.
October 18, 1996 - February 25, 1997
GUARDIAN INVESTOR SERVICES LLC
June 10, 1994 - April 10, 1996
ROBERT W. BAIRD & CO. INCORPORATED
June 10, 1994 - April 10, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 11, 1992 - January 4, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 11, 1992 - January 4, 1994
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSMUTUAL HOLDING LLC | MEMBER | |
| BAUER, THOMAS K | CHIEF TECHNOLOGY OFFICER | 4759472 |
| BOWMAN, VAUGHN CHARLES | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHAIRMAN OF THE BOARD | 4725044 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| LAPIANA, PAUL ANTHONY | DIRECTOR | 2237245 |
| MALLEE, JOSEPH PATRICK III | DIRECTOR | 4231618 |
| MINK, DAVID MYERS | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | 2606831 |
| RANDALL, GEORGE ASHLEY IV | FIELD RISK OFFICER | 4881503 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| ROGERS REID, COURTNEY MCKENZIE | CHIEF COMPLIANCE OFFICER | 5374512 |
| VACCARO, JOHN ARTHUR | CHAIRMAN EMERITUS | 2264004 |
| WILKINSON, MARY BEA | VICE PRESIDENT | 2159909 |
Regulatory assets under management
| Total Number of Accounts | 392,820 |
| AUM (Assets Under Management) | $ 90,021,969,258 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 12/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
