Albert J. Marma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Joseph Marma, who also goes by Albert Joseph Marma Jr, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1993. Albert had worked at 11 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - September 30, 2013
FORESTERS EQUITY SERVICES, INC.
June 10, 2010 - December 31, 2012
WORLD INVESTMENTS, LLC
August 18, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 18, 2006 - May 17, 2010
MSI FINANCIAL SERVICES, INC.
April 16, 2003 - August 31, 2006
LEGEND EQUITIES CORPORATION
August 26, 2002 - May 15, 2003
ENSEMBLE FINANCIAL SERVICES, INC.
September 25, 2001 - September 4, 2002
NEXT FINANCIAL GROUP, INC.
May 9, 1997 - September 24, 2001
WALL STREET FINANCIAL GROUP, INC.
October 27, 1995 - April 28, 1997
CADARET, GRANT & CO., INC.
March 1, 1994 - October 31, 1995
PRIME CAPITAL SERVICES, INC.
April 2, 1993 - February 7, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
