JR
Janet L. Ross
GWN SECURITIES
ORCHARD PARK, NY
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CRD#: 2229052
JR
Professional summary
Janet Lynne Ross, CFP® is a registered financial advisor currently at GWN SECURITIES INC. located in Orchard Park, New York.
Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Janet has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE INSURANCE, H&A, ANNUITY AND LTC POSITION: INDEPENDENT AGENT NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 06/30/1987 ADDRESS: 4760 BUSSENDORFER RD., ORCHARD PARK NY 14127 DESCRIPTION: I AM LICENSED WITH THE STATE OF NEW YORK TO SELL LIFE INSURENCE, H&A, VARIABLE AND REGULAR ANNUITIES AND LTC. I HAVE NOT GENERATED NEW BUSINESS IN THIS AREA FOR SEVERAL YEARS, BUT I MAINTAIN THE ICENSE SO THAT I MAY OFFER THE SERVICE WHEN APPROPRIATE. THE LICENSE IS FILED UNDER MY HOME ADDRESS AS NOTED ABOVE.BEFORE SELLING ANYPOLICY TO ANY CLIENT, I FIRST ANALYZE WHICH COMPANY WOULD PROVIDE THE BEST PRODUCT TO SUIT THE CLIENT'S NEEDS AND ATTHE BEST VALUE AND THEREFORE HAVE NOT LISTED A SPECIFIC COMPANY ADDRESS. MARY KAY CONSULTANT POSITION: Consultant NATURE: Cosmetics INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1997 ADDRESS: 4760 Bussendorfer Rd., Orchard Park NY 14127, United States DESCRIPTION: I order product as needed to maintain an inventory that is specific to my customer base. When a customer calls or notifies me of what they wish to buy, I compile their order and deliver it to them. NOTARY POSITION: notary NATURE: Confirming the identity of the person in front of me and that they have signed the document. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/02/1984 ADDRESS: 4760 Bussendorfer Rd., Orchard Park NY 14127, United States DESCRIPTION: When a client needs something to be notarized, whether directly related to what we are already doing or forms they need notarized for something else, I notarize the paperwork as necessary or as a courtesy.
CRS (Client Relationship Summary) - RIA
Click below to view Janet Lynne Ross's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Janet Lynne Ross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 31, 2021 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
ORCHARD PARK, NY
Current
January 3, 2005 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418-3764RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
January 2, 2002 - December 31, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
May 13, 1992 - December 31, 2001
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2023)
RR
Florida(6/30/2015)
RR
Nevada(1/25/2021)
RR
New York(1/3/2005)
IAR
New York(3/31/2021)
RR
South Carolina(1/11/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
