Lloyd G. Glazer

MAYFLOWER ADVISORS

BOSTON, MA 02110

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CRD#: 222904

Professional summary

Lloyd George Glazer is a registered financial advisor currently at MAYFLOWER ADVISORS located in Boston, Massachusetts and PRIVATE CLIENT SERVICES, LLC located in Boston, Massachusetts.

Lloyd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1967. Lloyd has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 5, PC, Series 1 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ADDISON ESTATES HOMEOWNERS ORG, NOT INV RELATED, BOCA RATON, FL, TREASURER, START: 2/1/2012, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES:BILL PAY FOR ASSOC. (2) PRIVATE CLIENT SERVICES, INV RELATED, BOSTON, MA, REGISTERED REPRESENTATIVE, START: 08/2020, 80 HOURS PER MONTH/80 HRS DUYRING TRADING, DUTIES: SALE OF SECURITIES. (3) Mr. Glazer is dually-registered with Mayflower Advisors and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Glazer has served as an investment advisor representative for Mayflower and a registered representative with PKS since 08/2020. Business is conducted from 265 Franklin Street, Suite 401, Boston, MA, 02110. Approximately 90% of Mr. Glazer's time is for services as an investment advisor representative and the balance as a registered representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lloyd George Glazer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2021 - Present

MAYFLOWER ADVISORS

Office #1: 265 Franklin Street Suite 401, Boston, MA 02110Office #2: 449 Addison Park Ln, Boca Raton, FL 33432

RIA

CRD#: 307857

BOSTON, MA

Current

August 14, 2020 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 265 Franklin St Suite 401, Boston, MA 02110

RIA

CRD#: 120222

BOSTON, MA

Past

September 1, 2010 - August 20, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BOSTON, MA

Past

March 20, 2006 - December 31, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BOSTON, MA

Past

November 18, 2005 - August 20, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

BOSTON, MA

Past

September 6, 2002 - December 13, 2005

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

January 1, 1997 - September 10, 2002

H.C.WAINWRIGHT & CO., LLC

RIA

CRD#: 375

BOSTON, MA

Past

January 24, 1994 - September 10, 2002

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

September 16, 1977 - December 23, 1983

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

August 27, 1976 - September 16, 1977

BACHE HALSEY STUART INC.

CRD#: 7238

Past

March 23, 1976 - January 24, 1994

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

February 27, 1976 - August 27, 1976

BACHE & CO INCORPORATED

CRD#: 7058

Past

July 5, 1973 - February 27, 1976

BACHE & CO., INCORPORATED

CRD#: 66

Past

March 20, 1967 - August 10, 1973

DUPONT WALSTON, INCORPORATED

CRD#: 870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAYFLOWER ADVISORS

MAYFLOWER ADVISORS | MAYFLOWER FINANCIAL ADVISORS, LLC

CRD#: 307857 / SEC#: 801-118381

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/14/2020)

Colorado
(1/2/2025)

Connecticut
(8/14/2020)

District of Columbia
(1/2/2024)

Florida
(8/14/2020)

IAR

Florida
(6/10/2021)

Indiana
(1/2/2024)

Kentucky
(1/2/2024)

Maine
(8/14/2020)

Maryland
(8/14/2020)

Massachusetts
(8/14/2020)

IAR

Massachusetts
(1/14/2021)

Nevada
(1/2/2024)

New Hampshire
(8/27/2020)

New Jersey
(1/2/2024)

New York
(8/14/2020)

North Carolina
(1/2/2024)

Oregon
(8/14/2020)

Rhode Island
(8/14/2020)

South Carolina
(1/2/2024)

Virginia
(8/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 10/19/1981

Interest Rate Options Examination

General Industry/Product Exam

PC

Date: 6/6/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 3/17/1967

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/24/1979

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

MAYFLOWER ADVISORS

MAYFLOWER ADVISORS | MAYFLOWER FINANCIAL ADVISORS, LLC

CRD#: 307857 / SEC#: 801-118381

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

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Contact information

Main Address

265 Franklin Street Suite 401, Boston, MA 02110

Mailing Address

Phone number

(617) 259-1767

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR MAYFLOWER FINANCIAL ADVISORS, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,482
AUM (Assets Under Management)	$ 4,779,428,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Lloyd G. Glazer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lloyd George Glazer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ADVEST, INC.

H.C.WAINWRIGHT & CO., LLC

H.C.WAINWRIGHT & CO., LLC

PRUDENTIAL EQUITY GROUP, LLC

BACHE HALSEY STUART INC.

J.P. MORGAN SECURITIES LLC

BACHE & CO INCORPORATED

BACHE & CO., INCORPORATED

DUPONT WALSTON, INCORPORATED

Primary Firm SEC Registration

MAYFLOWER ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/1995

Series 63

Date: 7/10/1979

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 5

Date: 10/19/1981

PC

Date: 6/6/1977

Series 1

Date: 3/17/1967

Series 4

Date: 3/24/1979

FINRA

Current Firm

MAYFLOWER ADVISORS

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAYFLOWER ADVISORS

TRUST BUT VERIFY

Contact information

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