TW
Taylor Watts
INVESCO DISTRIBUTORS
NEW YORK, NY 10281
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CRD#: 2229006
TW
Professional summary
Taylor Watts is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in New York, New York.
Taylor is registered as a RR (Registered Representative) and started their career in finance in 1992. Taylor has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Taylor Watts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2019 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 225 Liberty St 11th Floor, New York, NY 10281BD
CRD#: 7369
NEW YORK, NY
Past
July 29, 2015 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
CENTENNIAL, CO
Past
June 28, 2013 - May 28, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
LONGMONT, CO
Past
July 2, 2012 - June 28, 2013
VIRTU AMERICAS LLC
BD
CRD#: 149823
BOULDER, CO
Past
April 19, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
BD
CRD#: 38599
GREENWICH, CT
Past
March 18, 2011 - April 13, 2012
GLOBAL HUNTER SECURITIES, LLC
BD
CRD#: 123003
BOULDER, CO
Past
May 4, 2001 - March 18, 2011
CRT CAPITAL GROUP LLC
BD
CRD#: 28830
BOULDER, CO
Past
June 28, 1996 - November 9, 2000
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
March 15, 1996 - June 18, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
BD
CRD#: 4297
NEW YORK, NY
Past
December 22, 1992 - February 9, 1996
CHASE SECURITIES, INC.
BD
CRD#: 10793
NEW YORK, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/5/2022)
RR
Alaska(7/5/2022)
RR
Arizona(7/5/2022)
RR
Arkansas(7/5/2022)
RR
California(7/5/2022)
RR
Colorado(5/25/2019)
RR
Connecticut(7/5/2022)
RR
Delaware(7/5/2022)
RR
District of Columbia(7/5/2022)
RR
Florida(7/5/2022)
RR
Georgia(7/5/2022)
RR
Hawaii(7/5/2022)
RR
Idaho(7/5/2022)
RR
Illinois(7/5/2022)
RR
Indiana(7/5/2022)
RR
Iowa(7/5/2022)
RR
Kansas(7/5/2022)
RR
Kentucky(7/5/2022)
RR
Louisiana(7/5/2022)
RR
Maine(7/5/2022)
RR
Maryland(7/5/2022)
RR
Massachusetts(7/5/2022)
RR
Michigan(7/5/2022)
RR
Minnesota(7/5/2022)
RR
Mississippi(7/5/2022)
RR
Missouri(7/5/2022)
RR
Montana(7/5/2022)
RR
Nebraska(7/5/2022)
RR
Nevada(7/5/2022)
RR
New Hampshire(7/5/2022)
RR
New Jersey(7/5/2022)
RR
New Mexico(7/5/2022)
RR
New York(7/5/2022)
RR
North Carolina(7/5/2022)
RR
North Dakota(7/5/2022)
RR
Ohio(7/6/2022)
RR
Oklahoma(7/5/2022)
RR
Oregon(7/5/2022)
RR
Pennsylvania(7/5/2022)
RR
Puerto Rico(7/5/2022)
RR
Rhode Island(7/5/2022)
RR
South Carolina(7/5/2022)
RR
South Dakota(7/5/2022)
RR
Tennessee(7/5/2022)
RR
Texas(7/5/2022)
RR
Utah(7/5/2022)
RR
Vermont(7/5/2022)
RR
Virgin Islands(7/5/2022)
RR
Virginia(7/5/2022)
RR
Washington(7/5/2022)
RR
West Virginia(7/5/2022)
RR
Wisconsin(7/5/2022)
RR
Wyoming(7/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INVESCO DISTRIBUTORS, INC.
A I M DISTRIBUTORS, INC. | INVESCO DISTRIBUTORS, INC. | INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) | INVESCO AIM DISTRIBUTORS, INC. | A.I.M. DISTRIBUTORS, INC. | A I M DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Phone number
(713) 214-1919
Established
Delaware since 11/18/1976
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
