Rosemary A. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rosemary Ann Burns, who also goes by Rosemary A Burns, was a registered financial professional .
Rosemary is a previously registered financial professional and started their career in finance in 1992. Rosemary had worked at 58 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2016 - April 15, 2021
DANSKE MARKETS INC.
January 15, 2013 - April 2, 2015
WESTPAC CAPITAL MARKETS LLC
November 9, 2012 - May 1, 2014
ALEXANDER CAPITAL, L.P.
November 9, 2011 - September 1, 2017
BERENBERG CAPITAL MARKETS LLC
July 9, 2010 - April 9, 2012
BRYAN GARNIER SECURITIES, LLC
November 20, 2008 - April 30, 2021
PHARUS SECURITIES, LLC
August 26, 2008 - February 23, 2011
N.A. INVESTCORP LLC
September 14, 2007 - December 10, 2007
ATON SECURITIES, INC.
September 10, 2007 - November 1, 2010
SUMMIT SECURITIES GROUP LLC
June 13, 2007 - April 13, 2010
UU EQUITIES, INC.
October 23, 2006 - October 14, 2021
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
September 8, 2006 - June 26, 2020
EMERALD POINT CAPITAL, LLC
August 9, 2006 - February 4, 2020
DVB CAPITAL MARKETS LLC
August 2, 2006 - February 24, 2009
GLEN RAUCH SECURITIES, INC.
May 11, 2006 - September 16, 2015
ZENITH SECURITIES LLC
February 22, 2006 - January 27, 2009
GLOBAL ARENA CAPITAL CORP
November 16, 2005 - January 22, 2008
INDEPENDENT BROKERS LLC
October 12, 2005 - April 30, 2021
GUIDANCE SECURITIES, LLC
September 22, 2005 - October 30, 2014
DBS VICKERS SECURITIES (USA) INC.
May 17, 2005 - July 24, 2006
CENTERVIEW PARTNERS LLC
May 16, 2005 - November 9, 2005
NH INVESTMENT & SECURITIES AMERICA, INC.
May 24, 2004 - May 4, 2005
KOREA INVESTMENT & SECURITIES AMERICA, INC.
January 13, 2004 - May 11, 2015
COADY DIEMAR PARTNERS, LLC
December 9, 2003 - May 4, 2021
DNB MARKETS, INC.
August 26, 2003 - October 19, 2004
DBS VICKERS SECURITIES (USA) INC.
March 20, 2003 - March 22, 2004
MIRAE ASSET SECURITIES (USA) INC.
February 12, 2003 - February 24, 2011
RABO SECURITIES USA, INC.
May 22, 2001 - June 15, 2001
BLADEX SECURITIES, L.L.C.
May 21, 2001 - July 31, 2001
CA IB SECURITIES (NEW YORK) INC.
May 3, 2001 - April 7, 2014
VALLEY FINANCIAL MANAGEMENT, INC.
February 8, 2001 - September 18, 2001
JS CRESVALE SECURITIES (US) INC.
January 24, 2001 - December 14, 2001
MAYTAL SECURITIES, LLC
October 27, 2000 - July 16, 2001
REGENT U.S., INC
September 27, 2000 - September 12, 2003
WESTOR CAPITAL GROUP, INC.
July 31, 2000 - July 30, 2003
SIDOTI & COMPANY, LLC
June 30, 2000 - September 18, 2002
ATON SECURITIES, INC.
May 2, 2000 - October 7, 2002
VCROSS CAPITAL MARKETS LLC
March 21, 2000 - January 8, 2001
ACCI SECURITIES, INC.
December 7, 1999 - March 6, 2002
TRIDENT PARTNERS LTD.
November 23, 1999 - April 30, 2021
NABSECURITIES, LLC
September 14, 1999 - November 13, 2006
CIC MARKET SOLUTIONS, INC.
May 6, 1999 - June 11, 2003
JAGUAR SECURITIES, LLC
October 29, 1998 - July 31, 1999
BBA SECURITIES CORP.
July 3, 1997 - April 2, 2001
A.B. WATLEY, INC.
May 14, 1997 - October 29, 1998
GLOBAL EXPRESS SECURITIES, INC.
January 10, 1997 - January 1, 1998
AGS SECURITIES, INC.
November 26, 1996 - May 6, 1997
THINKEQUITY LLC
November 14, 1996 - October 6, 1998
MCFADDEN, FARRELL & SMITH, L.P.
November 6, 1996 - June 6, 2000
FIBRA SECURITIES INC.
April 3, 1996 - August 12, 1996
COLUMBIA EQUITY FINANCIAL CORP.
March 13, 1996 - May 15, 1996
THE THORNWATER COMPANY, L.P.
September 25, 1995 - April 1, 2003
ARJENT LTD.
May 16, 1995 - August 4, 1998
ROBERTS SECURITIES INTERNATIONAL INC.
March 22, 1995 - April 17, 2000
BBA ICATU SECURITIES INC.
October 7, 1994 - December 15, 1995
CX, INC.
March 17, 1994 - March 31, 1994
MAIDSTONE FINANCIAL, INC.
January 24, 1994 - January 19, 1995
STATE CAPITAL MARKETS CORPORATION
October 14, 1993 - November 22, 1993
MAIDSTONE FINANCIAL, INC.
September 20, 1993 - January 1, 1994
TRANS-HUDSON, L.L.C.
August 11, 1993 - December 8, 1997
HANSON ANDERSON SECURITIES CORPORATION
June 19, 1992 - August 25, 1995
ATLANTIC GENERAL FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DANSKE MARKETS INC.
CRD#: 113404 / SEC#: , 8-53341
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANSKE BANK A/S | 100% OWNER | |
| BROFSKY, IRA | TREASURER, PFO, POO | 4839408 |
| CREVATIN MARTIN, CAROLINA | DIRECTOR | 8059961 |
| GRANDELL, MARJO ELINA | DIRECTOR | 8069377 |
| GREGORY, PAUL MARTIN | CHAIRMAN OF THE BOARD | 7164045 |
| IVERSEN, ANDERS BARRON | CHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY | 5923638 |
| KIRSCHENBLATT, CHAD ETHAN | FINOP | 2503352 |
| OLESEN, HANNE KOLDKUR | DIRECTOR | 6855827 |
| OLSSON, JENNIFER GARRETT | CHIEF COMPLIANCE OFFICER | 4395377 |
| TORNQVIST, CHRISTIAN LARS | DIRECTOR | 8060007 |
| WELCH, ALLISTAIR DANIEL | DIRECTOR | 7845649 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
