Stephen J. Critchfield
Professional summary
Stephen John Critchfield was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Stephen had worked at 3 firms, which includes WORLD INVESTMENTS LLC, C. J. M. PLANNING CORP., THE VARIABLE ANNUITY MARKETING COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1998 - March 27, 2002
WORLD INVESTMENTS, LLC
September 10, 1997 - July 7, 1998
C. J. M. PLANNING CORP.
May 5, 1992 - December 3, 1996
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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