John R. Schwetje
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Schwetje, who also goes by Jack Schwetje, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 4 firms and has passed the Series 63, Series 56, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2011 - August 9, 2013
AGILE PT GROUP LLC
April 26, 2006 - June 29, 2007
JEFFERIES LLC
June 11, 2001 - May 3, 2005
DEUTSCHE BANK SECURITIES INC.
June 12, 1992 - June 12, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Series 56
Date: 12/6/2011
Proprietary Trader Qualification ExaminationSeries 55
Date: 3/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
AGILE PT GROUP LLC
CRD#: 155177 / SEC#: , 8-68702
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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