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John Robert Schwetje

CRD# 2228730·Registered 1992 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Robert Schwetje, who also goes by Jack Schwetje, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1992 - 2013. John had worked at 4 firms and has passed the Series 63, Series 56, Series 55, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Schwetje

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

AGILE PT GROUP LLC·CRD# 155177
BD
New York, NY
December 7, 2011 - August 9, 2013
JEFFERIES LLC·CRD# 2347
BD
New York, NY
April 26, 2006 - June 29, 2007
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
June 11, 2001 - May 3, 2005
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
June 12, 1992 - June 12, 2001

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Current Firm

AP
AGILE PT GROUP LLC

AGILE PT GROUP LLC | TRINITY PRO TRADING, LLC | AGLIE PT GROUP LLC

CRD#: 155177 / SEC#: 8-68702
BD
Terminated by SEC on 12/23/2013

Contact Information

Established

Delaware since 09/28/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AGML LLCMEMBER—
BARRA, ROGER JOHNCCO1703322
HAGAN, LEONARD ALLANFINOP2582328

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Dec 2011

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 3 — National Commodity Futures Examination

Passed Aug 1992About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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