Barry Chaskes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Chaskes was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1992. Barry had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2009 - February 8, 2011
LEGEND SECURITIES, INC.
March 4, 2004 - January 21, 2009
J.P. TURNER & COMPANY, L.L.C.
April 10, 2003 - March 26, 2004
MAXIM GROUP LLC
February 2, 2001 - April 15, 2003
CONTINENTAL BROKER-DEALER CORP.
September 12, 2000 - January 30, 2001
NATIONAL SECURITIES CORPORATION
October 19, 1998 - September 20, 2000
THE AGEAN GROUP, INC
June 19, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
September 20, 1995 - June 6, 1997
A.S. GOLDMEN & CO., INC.
June 27, 1994 - September 12, 1995
H.J. MEYERS & CO., INC.
August 3, 1993 - June 24, 1994
TAGLICH BROTHERS, INC.
July 2, 1993 - July 29, 1993
BARINGTON CAPITAL GROUP, L.P.
May 11, 1992 - June 29, 1993
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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