Andrew Igoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Igoe, who also goes by Andrew Peter Igoe III, Peter Andrew Igoe, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1992. Andrew had worked at 8 firms and has passed the Series 63, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2010 - January 2, 2013
W.J. BLUM & SONS, LLC
May 14, 2009 - March 29, 2010
KFM SECURITIES, INC.
October 1, 2000 - April 30, 2004
JOHN J DALESSANDRO LTD.
May 17, 2000 - October 26, 2007
MURIEL SIEBERT & CO., LLC
January 12, 1998 - September 24, 1999
BANC OF AMERICA SECURITIES LLC
December 6, 1993 - December 22, 1997
CITIGROUP GLOBAL MARKETS INC.
July 8, 1993 - April 21, 1998
FIRST OPTIONS OF CHICAGO, INC.
May 18, 1992 - July 14, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/14/2000
NYSE Trading Assistant ExaminationCurrent Firm
W.J. BLUM & SONS, LLC
CRD#: 32970 / SEC#: , 8-18966
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUM, WILLIAM JOHN | MANAGING MEMBER, CO-CCO | |
| CASEY, PATRICK MICHAEL | CO - CCO | 2097151 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
