Steve C. Kim

ORBIS WEALTH MANAGEMENT

PETERBOROUGH, NH 03458

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CRD#: 2228392

Professional summary

Steve Chong Young Kim, CFP® is a registered financial advisor currently at ORBIS WEALTH MANAGEMENT located in Peterborough, New Hampshire.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Steve has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Chong Young Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

October 2, 2024 - Present

ORBIS WEALTH MANAGEMENT

Office #1: 45 Main Street Suite 205, Peterborough, NH 03458Office #2: 324 Main St Second Floor, Greenfield, MA 01301

RIA

CRD#: 332287

PETERBOROUGH, NH

Past

February 17, 2015 - May 23, 2025

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

Greenfield, MA

Past

February 13, 2015 - December 31, 2025

GRADIENT SECURITIES, LLC

CRD#: 127701

Greenfield, MA

Past

January 12, 2015 - January 20, 2015

B.B. GRAHAM & COMPANY, INC.

CRD#: 41533

ORANGE, CA

Past

November 1, 2013 - December 10, 2014

WADDELL & REED

RIA

CRD#: 866

BEDFORD, NH

Past

October 2, 2013 - December 10, 2014

WADDELL & REED

CRD#: 866

BEDFORD, NH

Past

April 5, 2006 - April 23, 2013

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/2/2025)

IAR

New Hampshire
(10/2/2024)

IAR

Vermont
(11/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/13/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/2006

General Securities Principal Examination

Current Firm

ORBIS WEALTH MANAGEMENT

ORBIS FINANCIAL GROUP INC. | ORBIS WEALTH MANAGEMENT

CRD#: 332287 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/2/2025 Approved)

New Hampshire

Registered Investment Advisory firm - (10/2/2024 Approved)

Vermont

Registered Investment Advisory firm - (11/5/2025 Approved)

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Contact information

Main Address

45 Main Street Suite 205, Peterborough, NH 03458

Mailing Address

Phone number

(603) 563-0265

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 70,071,968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steve C. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Chong Young Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORBIS WEALTH MANAGEMENT

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

B.B. GRAHAM & COMPANY, INC.

WADDELL & REED

WADDELL & REED

MIZUHO SECURITIES USA LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2013

Series 63

Date: 4/13/2006

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2006

Series 24

Date: 5/16/2006

Current Firm

ORBIS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ORBIS WEALTH MANAGEMENT

TRUST BUT VERIFY

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