Leo Glassman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo Glassman was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 1967. Leo had worked at 9 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 1991 - August 4, 1997
CORTLANDT CAPITAL CORPORATION
July 12, 1990 - June 28, 1991
JOSEPHTHAL & CO., INC.
October 14, 1988 - May 29, 1990
LOMBARD SECURITIES CORP.
January 6, 1988 - November 5, 1988
GREENTREE SECURITIES CORP.
April 24, 1984 - February 2, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
January 19, 1979 - March 4, 1985
BROOKS, HAMBURGER, SATNICK, INC.
August 17, 1973 - January 19, 1979
BROOKS, HAMBURGER, SATNICK, INC.
May 18, 1972 - August 31, 1973
N. R. MAISON & CO., INC.
October 27, 1967 - March 7, 1972
DEWEY, JOHNSON & GEORGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
CORTLANDT CAPITAL CORPORATION
CRD#: 25152 / SEC#: , 8-41592
Contact information
Documents
Red Flags
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