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Bill Stamatios Tsevdos

CRD# 2227972·Registered 1993 - 2013
Previously Registered: Being a previously registered professional could mean that Bill is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bill Stamatios Tsevdos, who also goes by Bill S Tsevdos, Billy Tsevdos, Billy Vasililios, was a registered financial advisor. Bill was a previously registered financial professional and started their career in finance 1993 - 2013. Bill had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill S Tsevdos, Billy Tsevdos, Billy Vasililios

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

SCOTTRADE, INC.·CRD# 8206
BD
New York, NY
May 8, 2009 - February 22, 2013
E*TRADE SECURITIES LLC·CRD# 29106
BD
New York, NY
August 4, 2004 - January 8, 2009
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
March 23, 1999 - February 13, 2004
WALL STREET FINANCIAL GROUP, INC.·CRD# 35830
BD
Victor, NY
July 24, 1997 - January 6, 1998
MASON HILL & CO., INC.·CRD# 38308
BD
New York, NY
August 29, 1996 - August 5, 1997
AMERICORP SECURITIES, INC.·CRD# 30405
BD
New York, NY
April 5, 1996 - September 17, 1996
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
November 12, 1993 - March 26, 1996

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Current Firm

SI
SCOTTRADE, INC.

SCOTTRADE, INC. | SCOTTSDALE SECURITIES, INC.

CRD#: 8206 / SEC#: 8-24760
BD
Terminated by SEC on 09/07/2018

Contact Information

Established

Arizona since 05/01/1980

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
TD AMERITRADE ONLINE HOLDINGS CORP.OWNER—
BOUDROT, SUSAN MCHIEF COMPLIANCE OFFICER2472538
BOYLE, STEPHEN JOHNCHIEF FINANCIAL OFFICER6501238
DESILVA, PETER JAMESPRESIDENT, DIRECTOR1740057
KIMM, DAVID ROBERTCHIEF RISK OFFICER722941
NALLY, THOMAS ANDREWEVP, INSTITUTIONAL SERVICES2479301
QUIRK, STEVEN MARKSVP, TRADER GROUP2728768
RICKETTS, JUDITH KVP, MD OPERATIONS2758924
YATES, WILLIAM THOMASTREASURER, FINOP2749545

Disclosures

Regulatory Event

51

Arbitration

33

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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